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2023-09-06 09:26 10 - K 1 d929944d10k.htm 10 - K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 ( Mark One ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number 001-36697 France State or other jurisdiction of incorporation or organization 177-181 avenue Pierre Brossolette 10 - K FORM 10 - K Montrouge France ( Address of principal executive offices ) DBV TECHNOLOGIES S.A. ( Exact name of registrant as specified in its charter ) Title of each class American Depositary Shares , each representing one - half of one ordinary share , nominal value € 0.10 per share Ordinary shares , nominal value € 0.10 per share * Registrant's telephone number , including area code +33 1 55 42 78 78 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) DBVT n / a to Not applicable ( I.R.S. Employer Identification No. ) https://www.sec.gov/Archives/edgar/data/1613780/000119312521084223/d929944d10k.htm 92120 ( Zip Code ) No Name of each exchange on which registered The Nasdaq Stock Market LLC Not for trading , but only in connection with the registration of the American Depositary Shares . Securities registered pursuant to section 12 ( g ) of the Act : None . Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes @ No Yes Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes - No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer Non - accelerated filer The Nasdaq Stock Market LLC Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . □ ☑ □ Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes > No The aggregate market value of the voting and non - voting common equity held by non - affiliates based on the closing price per American Depositary Share , or ADS , of the registrant's ADSs on The Nasdaq Global Select Market on June 30 , 2020 ( the last business day of the registrant's most recently completed second fiscal quarter ) was $ 343.3 million . As of March 15 , 2020 , the registrant had 54,936,687 ordinary shares , nominal value € 0.10 per share , outstanding . DOCUMENTS INCORPORATED BY REFERENCE Portions of the registrant's definitive proxy statement , or Proxy Statement , for its 2021 Combined Ordinary and Extraordinary General Shareholders ' Meeting , which the registrant intends to file pursuant to Regulation 14A with the Securities and Exchange Commission not later than 120 days after the registrant's fiscal year ended December 31 , 2020 , are incorporated by reference into Part III of this Annual Report on Form 10 - K . 1/161