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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement , make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement . 国 联 证券 股份有限公司 GUOLIAN SECURITIES CO . , LTD . ( a joint stock limited company established in the People's Republic of China with limited liability ) ( Stock Code : 01456 ) THIRD QUARTERLY REPORT OF 2021 This announcement is made by Guolian Securities Co. , Ltd. ( the “ Company ” ) pursuant to Rules 13.09 ( 2 ) and 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited ( the “ Listing Rules " ) and the Inside Information Provisions ( as defined in the Listing Rules ) under Part XIVA of the Securities and Futures Ordinance ( Cap . 571 of the Laws of Hong Kong ) . This announcement contains the " Third Quarterly Report of 2021 of Guolian Securities Co. , Ltd. ” as published on the website of the Shanghai Stock Exchange by the Company . This report has been prepared in both Chinese and English . Should there be any discrepancies between the two versions , the Chinese version shall prevail . IMPORTANT NOTICE The board of directors , the supervisory committee , directors , supervisors and senior management of the Company undertake that the information in this quarterly report is true , accurate and complete and contains no false record , misleading statement or material omission , and assume several and joint liabilities to the information in this report . Yao Zhiyong , the person - in - charge of the Company , Ge Xiaobo , the person in charge of accounting affairs of the Company , and Chen Zhiying , the person in charge of the accounting office of the Company ( head of accounting department ) , hereby guarantee that the information of financial statements contained in this quarterly report is true , accurate and complete . WHETHER THE THIRD QUARTERLY FINANCIAL STATEMENTS ARE AUDITED Yes ✓ No 1