Earnings release
Page 1
1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. ʮ̡ (A joint stock company incorporated in the People ’s Republic of China with limited liability) (Stock Code: 01898) THIRD QUARTERLY REPORT 2026 Pursuant to the regulations and rules of China Securities Regulatory Commission and Shanghai Stock Exchange, China Coal Energy Company Limited (the “Company ” or “China Coal Energy ”) is required to publish reports on a quarterly basis. This announcement is made pursuant to Part XIVA of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) and Rule 13.09 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited. This announcement is a summary of the 2026 third quarterly financial report of the Company for the nine months ended 30 September 2026. The full text of the quarterly financial report will be available on the website of The Stock Exchange of Hong Kong Limited (the “HKSE”) on 23 October 2026. The full text of the quarterly financial report is in Chinese only. IMPORTANT NOTICE: The board of directors of the Company together with the directors and the senior management thereof guarantee that the content of this quarterly report is true, accurate and complete and does not contain any false representations, misleading statements or material omissions, and severally and jointly accept legal responsibility for the content of this report. The person-in-charge of the Company, the person-in-charge of accounting affairs and the person responsible for the accounting department (head of the accounting department) guarantee that the financial information set out in this quarterly report is true, accurate and complete. Whether the third quarterly financial statements are audited or not ½ Yes √ No Matters on which the auditor issued a modified opinion ½ Applicable √ Not applicable
Page 2
2 I. MAJOR FINANCIAL DATA (I) Major accounting data and financial indicators Unit: RMB ’000 Items The reporting period The corresponding period of the previous year Increase/ decrease in the reporting period as compared to the corresponding period of the previous year (%) From the beginning of the year to the end of the reporting period The corresponding period of the previous year Increase/ decrease from the beginning of the year to the end of the reporting period as compared to the corresponding period of the previous year (%) Before adjustment After adjustment After adjustment Before adjustment After adjustment After adjustment Operational revenue 42,499,820 36,148,319 36,148,783 17.6 115,635,877 110,584,315 110,595,865 4.6 Total profit 7,380,092 6,969,098 6,971,239 5.9 19,839,987 18,908,012 18,906,150 4.9 Net profit attributable to shareholders of the listed company 4,599,497 4,779,929 4,782,072 -3.8 12,748,798 12,484,630 12,482,770 2.1 Net profit attributable to shareholders of the listed company net of non-recurring gains or losses 4,590,158 4,736,074 4,741,782 -3.2 13,133,725 12,389,323 12,392,207 6.0 Net cash flows generated from operating activities N/A N/A N/A N/A 22,575,075 21,110,314 21,118,089 6.9 Basic earnings per share (RMB per share) 0.35 0.36 0.36 -2.8 0.96 0.94 0.94 2.1 Diluted earnings per share (RMB per share) 0.35 0.36 0.36 -2.8 0.96 0.94 0.94 2.1 Weighted average return on net assets (%) 2.75 3.05 3.05 Decreased by 0.30 percentage point 7.76 8.07 8.07 Decreased by 0.31 percentage point
Page 3
3 As at the end of the reporting period As at the end of the previous year Increase/decrease as at the end of the reporting period as compared to the end of the previous year (%) Before adjustment After adjustment After adjustment Total assets 391,061,055 370,254,237 370,254,237 5.6 Owners ’ equity attributable to shareholders of the listed company 168,432,937 160,133,083 160,133,083 5.2 Note: The “reporting period ” refers to the three-month period from the beginning of the quarter to the end of the quarter, same below. Explanation of the reasons for retrospective adjustment or restatement For business combination under common control of the Company, the Company has retrospectively adjusted the figures for the corresponding period of the previous year in accordance with the relevant requirements of the accounting standards.
Page 4
4 (II) Items of non-recurring gains or losses and relevant amounts √ Applicable ½ Not applicable Unit: RMB ’000 Items of non-recurring gains or losses Amount for the reporting period Amount from the beginning of the year to the end of the reporting period Explanations Profit or loss on disposal of non-current assets, including the write- off portion of provision for assets impairment -8,779 10,863 – Government grants included in profit or loss for the current period, excluding those closely related to the Company ’s ordinary business and granted on determined standards and having a sustained impact on the Company ’s profit and loss according to certain principles under national policies 37,325 96,410 – Capital occupation fee received from non-financial entities included in profit or loss for the current period 5,989 17,106 – Gains arising from the cost of investments in subsidiaries, associates and joint ventures being lower than the fair value of the identifiable net assets of the investees attributable to the investments at the acquisition date 0 21,348 – Other non-operating income and expenses apart from the foregoing -26,620 -535,289 – Less: Effect of income tax -943 18,310 – Impact on minority shareholders ’ interests (after tax) -481 -22,945 – Total 9,339 -384,927 – Explanation shall be provided for the Company ’s determination of the items which are not defined in the Explanatory Announcement No. 1 on Information Disclosure for Companies Offering Their Securities to the Public – Non-recurring Profit and Loss as non-recurring profit or loss items which are significant in amounts and the determination of the non-recurring profit or loss items defined in the Explanatory Announcement No. 1 on Information Disclosure for Companies Offering Their Securities to the Public – Non-recurring Profit and Loss as recurring items. ½ Applicable √ Not applicable
Page 5
5 (III) Major production and operational data Currency: RMB Items Unit January to September 2026 January to September 2025 Percentage change % I. Coal operations (I) Production volume of commercial coal 10,000 tonnes 9,338 10,158 -8.1 Of which: Thermal coal 10,000 tonnes 8,753 9,458 -7.5 Coking coal 10,000 tonnes 585 700 -16.4 (II) Sales volume of commercial coal 10,000 tonnes 18,272 19,036 -4.0 Of which: Self-produced commercial coal 10,000 tonnes 9,359 10,145 -7.7 Proprietary coal trading 10,000 tonnes 7,007 8,785 -20.2 Import and export and domestic agency 10,000 tonnes 1,906 106 1,698.1 II. Coal chemical operations (I) Polyolefin 1. Production volume 10,000 tonnes 115.3 99.0 16.5 2. Sales volume 10,000 tonnes 115.7 98.4 17.6 (II) Urea 1. Production volume 10,000 tonnes 157.3 159.4 -1.3 2. Sales volume 10,000 tonnes 179.2 180.5 -0.7 Of which: Self-produced 10,000 tonnes 155.3 159.9 -2.9 Purchased 10,000 tonnes 23.9 20.6 16.0 (III) Methanol 1. Production volume 10,000 tonnes 151.7 147.8 2.6 2. Sales volume 10,000 tonnes 152.0 149.5 1.7 (IV) Ammonium nitrate 1. Production volume 10,000 tonnes 38.0 41.9 -9.3 2. Sales volume 10,000 tonnes 38.0 42.2 -10.0 III. Coal mining equipment operations Output value of coal mining equipment RMB100 million 56.0 72.1 -22.3
Page 6
6 (IV) Major differences arising from the adoption of different accounting standards in preparing the financial statements Unit: RMB ’000 Net profit attributable to shareholders of the listed company Net assets attributable to shareholders of the listed company January to September 2026 January to September 2025 (Restated) 30 September 2026 31 December 2025 According to PRC GAAP 12,748,798 12,482,770 168,432,937 160,133,083 Items and amounts adjusted according to IAS: (a) Adjustment to special funds and deferred tax of the coal industry 132,384 -1,305,578 386,663 391,673 (b) Adjustment to floating of non- tradable shares under equity split – – -155,259 -155,259 (c) Adjustment to government grants 2,782 1,464 -928 -3,710 According to IAS 12,883,964 11,178,656 168,663,413 160,365,787 Explanations on major reconciliations are as follows: (a) Adjustment to special reserves and relevant deferred tax: special reserves comprise maintenance fee, safety fund, coal mine transformation fund and sustainable development reserve. Under PRC GAAP, the Company should make provisions for the special reserves which will be accounted as the production cost and contributions made to the special reserves of equity attributable to shareholders. Non-capital expenditure incurred should be directly offset against special reserves upon incurrence, while capital expenditure incurred should be recorded as fixed assets upon completion, and offset against special reserves based on the cost of the fixed assets with accumulated depreciation fully recognised. After that, no subsequent provisions for depreciation would be made to the relevant fixed assets. Under IFRS, provisions made for the special reserves should be recorded as retained earnings provision while the relevant expenditures are recognised upon incurrence and the special reserves are accordingly transferred to retained earnings. (b) Under PRC GAAP, the consideration paid by holders of non-tradable shares to holders of tradable shares in accordance with the reform proposal of equity split should be recorded as long-term equity investments in the balance sheet. Under IFRS, such consideration shall be recorded as interests of minority shareholders directly deducted from the equity attributable to shareholders. (c) Under PRC GAAP, subsidies considered as capital investment by the government should be recorded in “capital reserve ”. Under IFRS, the subsidies mentioned above shall be treated as government grants.
Page 7
7 (V) Changes of the major accounting data and financial indicators and the reasons thereof ½ Applicable √ Not applicable (VI) Changes in accounting items and analysis of operational status of major business sectors 1. Analysis of Accounting Items with Notable Changes Unit: RMB ’000 Items As at 30 September 2026/ January to September 2026 As at 31 December 2025/ January to September 2025 Percentage change (%) Major reasons Trade receivables 10,353,560 7,251,488 42.8 Mainly attributable to the increase in receivables from product sales during the settlement period. Receivables financing 1,699,047 970,651 75.0 Mainly attributable to the increase in bank acceptance notes received from the Company ’s sales of goods. Prepayments 3,553,149 2,300,016 54.5 Mainly attributable to the increase in the Company’s prepayment for railway transportation fees, electricity charges and the purchases of materials to ensure production and sales. Other current assets 2,731,481 3,926,683 -30.4 Mainly attributable to the recovery of loans upon maturity that China Coal Finance Co., Ltd. had granted to members other than China Coal Energy. Long-term receivables 644,629 150,630 328.0 Mainly attributable to the increase in receivables from finance lease projects during the period. Other non-current assets 15,821,958 12,168,113 30.0 Mainly attributable to the increase in loans due over one year provided by China Coal Finance Co., Ltd. to members other than China Coal Energy. Short-term borrowings 363,450 1,045,605 -65.2 Mainly attributable to the repayment of the matured borrowings by the Company. Contract liabilities 3,953,102 2,362,835 67.3 Mainly attributable to the increase in receipts in advance from the Company ’s sales of goods. Non-current liabilities due within one year 14,121,135 24,403,655 -42.1 Mainly attributable to the repayment of the matured long-term borrowings and bonds payable by the Company. Long-term borrowings 49,548,049 37,574,170 31.9 Mainly attributable to the new bank borrowings of the Company.
Page 8
8 Items As at 30 September 2026/ January to September 2026 As at 31 December 2025/ January to September 2025 Percentage change (%) Major reasons Bonds payable 9,790,727 7,294,642 34.2 Mainly attributable to the issuance of medium-term notes of RMB3.0 billion by the Company. Non-operating expenses 610,126 126,888 380.8 Mainly attributable to the increase in non-recurring expenses such as losses on asset write-offs and late payment surcharges. Net cash flows generated from investing activities -15,836,202 -23,608,454 -32.9 Mainly attributable to the combined effects of a year-on-year decrease in capital expenditure, a year-on- year increase in dividends received from invested companies, a year- on-year decrease in loans granted by China Coal Finance Co., Ltd. to members other than China Coal Energy and a year-on-year decrease in cash outflow arising from changes in fixed-term deposits with an initial term of over three months. 2. Revenue, cost and gross profit of coal operations From January to September 2026, the Company ’s coal operations achieved sales revenue of RMB93.050 billion, representing an increase of RMB3.717 billion or 4.2% as compared with RMB89.333 billion for the same period of last year. Among them: the sales revenue of self-produced commercial coal was RMB52.107 billion, representing an increase of RMB3.980 billion or 8.3% as compared with RMB48.127 billion for the same period of last year, mainly because the sales price of self-produced commercial coal increased by RMB83/tonne year on year, increasing revenue by RMB7.710 billion, and the sales volume decreased by 7.86 million tonnes year on year, decreasing revenue by RMB3.730 billion; and the sales revenue of proprietary coal trading was RMB40.752 billion, representing a decrease of RMB430 million or 1.0% as compared with RMB41.182 billion for the same period of last year, mainly because the sales price of proprietary coal trading increased by RMB113/tonne year on year, increasing revenue by RMB7.906 billion, and the sales volume decreased by 17.78 million tonnes year on year, decreasing revenue by RMB8.336 billion. From January to September 2026, the cost of sales of coal operations was RMB68.434 billion, representing an increase of RMB1.621 billion or 2.4%, as compared to RMB66.813 billion for the same period of last year. Among them: the cost of sales of self-produced commercial coal increased by RMB1.811 billion year on year, which was due to the combined effects of the year-on-year increase of the unit cost of sales of self-produced commercial coal of RMB40.99/ tonne and the year-on-year decrease of sales volume of 7.86 million tonnes; and the cost of sales of proprietary coal trading decreased by RMB190 million year on year, which was due to the year-on-year increase of the unit cost of sales of proprietary coal trading of RMB114/tonne and the year-on-year decrease of the sales volume of 17.78 million tonnes. From January to September 2026, the coal operations achieved a gross profit of RMB24.616 billion, representing an increase of RMB2.096 billion or 9.3%, as compared with RMB22.520 billion for the same period of last year.
Page 9
9 3. Coal sales volume and selling prices before netting of inter-segmental sales and the year-on-year changes Currency: RMB Items January to September 2026 January to September 2025 Year-on-year Increase/decrease in amount Increase/decrease in percentage Sales volume (10,000 tonnes) Selling price (RMB/ tonne) Sales volume (10,000 tonnes) Selling price (RMB/ tonne) Sales volume (10,000 tonnes) Selling price (RMB/ tonne) Sales volume (%) Selling price (%) I. Self-produced commercial coal Total 9,359 557 10,145 474 -786 83 -7.7 17.5 (I) Thermal coal 8,770 514 9,389 438 -619 76 -6.6 17.4 Domestic sale 8,770 514 9,389 438 -619 76 -6.6 17.4 (II) Coking coal 589 1,192 756 921 -167 271 -22.1 29.4 Domestic sale 589 1,192 756 921 -167 271 -22.1 29.4 II. Proprietary coal trading Total 7,007 582 8,785 469 -1,778 113 -20.2 24.1 (I) Domestic resale 6,044 594 7,988 473 -1,944 121 -24.3 25.6 (II) Self-operated export ¹ ¹ 11 1,188 -11 – -100.0 – (III) Import trading 963 503 786 420 177 83 22.5 19.8 III. Import and export and domestic agency º Total 1,906 10 106 22 1,800 -12 1,698.1 -54.5 (I) Import agency ¹ ¹ 1 1 -1 – -100.0 – (II) Export agency 69 82 89 26 -20 56 -22.5 215.4 (III) Domestic agency 1,837 8 16 4 1,821 4 – 100.0 ¹: N/A. º: Selling price represents agency service fee. Note: Sales volume of the commercial coal is before netting of inter-segmental sales within the Company, which was 14.55 million tonnes (including 10.94 million tonnes of self-produced commercial coal, 0.05 million tonnes of proprietary coal trading and 3.56 million tonnes of domestic agency) from January to September 2026, and 14.45 million tonnes (including 10.97 million tonnes of self-produced commercial coal and 3.48 million tonnes of proprietary coal trading) from January to September 2025.
Page 10
10 4. Unit cost of sales of self-produced commercial coal and the year-on-year changes Unit: RMB/tonne Currency: RMB Items January to September 2026 January to September 2025 Year-on-year Increase/ decrease in amount Increase/ decrease in percentage (%) Material costs 55.33 51.56 3.77 7.3 Staff costs 65.47 51.79 13.68 26.4 Depreciation and amortisation 51.15 47.88 3.27 6.8 Repair expenses 10.81 9.44 1.37 14.5 Transportation costs and port expenses 63.58 57.15 6.43 11.3 Other costs º 52.32 39.85 12.47 31.3 Unit cost of sales of self-produced commercial coal 298.66 257.67 40.99 15.9 º: Other costs include expenses related to environmental restoration and governance arising from coal mining, expenditures on miscellaneous projects directly related to coal production, and the utilisation of unused safety fund and maintenance fees provided in prior years or for the current period. From January to September 2026, the Company ’s unit cost of sales of self-produced commercial coal amounted to RMB298.66/tonne, representing a year-on-year increase of RMB40.99/tonne or 15.9%. This was mainly attributable to the year-on-year increases in staff costs, material costs and depreciation and amortisation costs per tonne of coal due to the year-on-year decrease in production and sales volume; the year-on-year increase in transportation costs and port expenses per tonne of coal due to the increase in the proportion of the sales volume of self-produced commercial coal that incurred railway transportation costs and port expenses to the total sales volume of the Company ’s self-produced commercial coal; the year-on-year increase in other costs due to the utilisation of special funds as expenses being lower than that in the corresponding period of the previous year.
Page 11
11 5. Sales volume and selling price of major self-produced coal chemical products and the year-on-year changes Currency: RMB Items January to September 2026 January to September 2025 Year-on-year Increase/decrease in amount Increase/decrease in percentage Sales volume (10,000 tonnes) Selling price (RMB/ tonne) Sales volume (10,000 tonnes) Selling price (RMB/ tonne) Sales volume (10,000 tonnes) Selling price (RMB/ tonne) Sales volume (%) Selling price (%) I. Polyolefin 115.7 7,258 98.4 6,547 17.3 711 17.6 10.9 1. Polyethylene 60.2 7,029 50.5 6,753 9.7 276 19.2 4.1 2. Polypropylene 55.5 7,506 47.9 6,331 7.6 1,175 15.9 18.6 II. Urea 155.3 1,823 159.9 1,768 -4.6 55 -2.9 3.1 III. Methanol 152.0 1,963 149.5 1,757 2.5 206 1.7 11.7 Including: Inter- segment self- consumption 151.5 1,964 128.4 1,774 23.1 190 18.0 10.7 External sales 0.5 1,659 21.1 1,650 -20.6 9 -97.6 0.5 IV. Ammonium nitrate 38.0 1,795 42.2 1,808 -4.2 -13 -10.0 -0.7 6. Unit cost of sales of major self-produced coal chemical products and the year-on-year changes Unit: RMB/tonne Currency: RMB Items January to September 2026 January to September 2025 Year-on-year Increase/ decrease in amount Increase/ decrease in percentage (%) I. Polyolefin 5,865 6,275 -410 -6.5 1. Polyethylene 5,830 6,240 -410 -6.6 2. Polypropylene 5,903 6,312 -409 -6.5 II. Urea 1,323 1,247 76 6.1 III. Methanol 1,402 1,269 133 10.5 IV. Ammonium nitrate 1,546 1,431 115 8.0
Page 12
12 II. INFORMATION OF SHAREHOLDERS (I) Table of the total number of shareholders of ordinary shares and shareholders of preference shares with voting rights restored and shareholding of top ten shareholders Unit: shares Total number of shareholders of ordinary shares at the end of the reporting period 87,210 Total number of shareholders of preference shares with voting rights restored at the end of the reporting period (if any) – Shareholding of top 10 shareholders (excluding shares lent through refinancing) Name of shareholders Nature of shareholders Number of shares held Percentage of shareholding (%) Number of shares held subject to trading moratorium Shares pledged, marked or frozen Status Number China National Coal Group Corporation ( ʕ ʮ̡ ) State-owned legal person 7,616,124,208 57.44 – Nil 0 HKSCC NOMINEES LIMITED Overseas legal person 3,962,937,188 29.89 – Unknown – China Securities Finance Corporation Limited (ʮ̡ ) State-owned legal person 204,293,132 1.54 – Nil 0 China Coal Hong Kong Limited (࠰ ʮ̡ ) Overseas legal person 132,351,000 1.00 – Nil 0 Guoxin Hongsheng Investment (Beijing) Co., Ltd. ( อ҃ସҳ༟ (̏ԯ)ʮ̡ ) State-owned legal person 58,204,243 0.44 – Nil 0 Industrial and Commercial Bank of China Limited – Cathay CSI Coal Exchange- traded Open-end Index Securities Investment Fund (ࠢ ᅰᗇ ږ) Others 46,731,331 0.35 – Nil 0 Bank of Beijing Co., Ltd. – Invesco Great Wall Jingyi Dual Return Bond Securities Investment Fund (ʮ ᗇՎҳ༟ਿ ږ) Others 44,984,157 0.34 – Nil 0 Hong Kong Securities Clearing Company Limited (ʮ̡ ) Overseas legal person 39,667,004 0.30 – Nil 0 Industrial and Commercial Bank of China Limited – Invesco Great Wall Jingsheng Dual Dividend Income Bond Securities Investment Fund (ࠢ ᗇՎ ږ) Others 33,188,339 0.25 – Nil 0 CPIC Zhiyuan (Shanghai) Private Equity Fund Management Co., Ltd. – CPIC Zhiyuan No.1 Private Equity Securities Investment Fund (Ⴣ (ɪऎ)ࠢ Ⴣ1ږ) Others 22,798,700 0.17 – Nil 0
Page 13
13 Shareholding of top 10 shareholders not subject to trading moratorium (excluding shares lent through refinancing) Name of shareholders Number of listed shares held not subject to trading moratorium Type and number of shares Type Number China National Coal Group Corporation ( ʕʕ ʮ̡ ) 7,616,124,208 Ordinary shares denominated in RMB 7,616,124,208 HKSCC NOMINEES LIMITED 3,962,937,188 Overseas listed foreign shares 3,962,937,188 China Securities Finance Corporation Limited (ʮ̡ ) 204,293,132 Ordinary shares denominated in RMB 204,293,132 China Coal Hong Kong Limited (ಥ ʮ̡ ) 132,351,000 Overseas listed foreign shares 132,351,000 Guoxin Hongsheng Investment (Beijing) Co., Ltd. ( อ҃ସҳ༟ (̏ԯ)ʮ̡ ) 58,204,243 Ordinary shares denominated in RMB 58,204,243 Industrial and Commercial Bank of China Limited – Cathay CSI Coal Exchange-traded Open-end Index Securities Investment Fund (ʮ̡ Ñ इʕᗇ ږ) 46,731,331 Ordinary shares denominated in RMB 46,731,331 Bank of Beijing Co., Ltd. – Invesco Great Wall Jingyi Dual Return Bond Securities Investment Fund (౻ ږ) 44,984,157 Ordinary shares denominated in RMB 44,984,157 Hong Kong Securities Clearing Company Limited (ʮ̡ ) 39,667,004 Ordinary shares denominated in RMB 39,667,004 Industrial and Commercial Bank of China Limited – Invesco Great Wall Jingsheng Dual Dividend Income Bond Securities Investment Fund (ڗ ږ) 33,188,339 Ordinary shares denominated in RMB 33,188,339 CPIC Zhiyuan (Shanghai) Private Equity Fund Management Co., Ltd. – CPIC Zhiyuan No.1 Private Equity Securities Investment Fund ( ˄ Ⴣ(ɪऎ)ڭ Ⴣ1ږ) 22,798,700 Ordinary shares denominated in RMB 22,798,700 Explanations on affiliated relationship or parties acting in concert among the above-mentioned shareholders China Coal Hong Kong Limited (ʮ̡ ) is a wholly-owned subsidiary of China Coal Group ( ʕʕ ), the controlling shareholder of the Company. It is not certain if any of the other shareholders are affiliated or acting in concert with each other. Details of top 10 shareholders and top 10 shareholders not subject to trading moratorium participating in securities margin trading and short selling and refinancing (if any) Top 10 shareholders and top 10 shareholders not subject to trading moratorium did not participate in securities margin trading and short selling and refinancing. Notes: The above tables of particulars of top 10 shareholders and particulars of top 10 shareholders not subject to trading moratorium are based on the following: 1. The above information was prepared in accordance with the register of shareholders of the Company as at 30 September 2026 provided by China Securities Depository and Clearing Corporation Limited Shanghai Branch and Computershare Hong Kong Investor Services Limited. 2. The A shares held by Hong Kong Securities Clearing Company Limited are held on behalf of various customers. 3. The H shares held by HKSCC NOMINEES LIMITED are held on behalf of various customers.
Page 14
14 During the reporting period, China Coal Group increased its holdings of 602,000 A shares of the Company through centralized bidding trading on the system of the Shanghai Stock Exchange, accounting for approximately 0.005% of the Company ’s total share capital. As at 30 September 2026, China Coal Group held 7,616,124,208 A shares of the Company, accounting for 57.44% of the Company ’s total issued share capital, and held 132,351,000 H shares of the Company through China Coal Hong Kong Limited (ʮ̡ ), its wholly-owned subsidiary, collectively accounting for 58.44% of the Company ’s total issued share capital. As at 30 September 2026, according to the disclosure of interests published on the website of the HKSE, Funde Sino Life Insurance Co., Ltd. had long positions in 1,393,357,147 H shares of the Company, and China CITIC Financial Asset Management Co., Ltd. (΅ ʮ̡ ) had long positions in 494,575,000 H shares of the Company. Share lending of shareholders holding more than 5% of shares, top 10 shareholders and top 10 shareholders not subject to trading moratorium through participating in refinancing ½ Applicable √ Not applicable Changes in top 10 shareholders and top 10 shareholders not subject to trading moratorium from the previous period due to the lending/repayment of refinancing ½ Applicable √ Not applicable III. OTHER CAUTIONS Other important information in relation to the operations of the Company during the reporting period to which investors are advised to pay attention ½ Applicable √ Not applicable IV. QUARTERLY FINANCIAL STATEMENT (I) Type of audit opinion ½ Applicable √ Not applicable
Page 15
15 (II) Relevant information on adjustments to the financial statements at the beginning of the year in which new accounting standards or interpretations of standards are first applied, from 2026 onwards ½ Applicable √ Not applicable By Order of the Board China Coal Energy Company Limited Wang Shudong Chairman of the Board, Executive Director Beijing, the PRC 23 October 2026 As at the date of this announcement, the Company ’s executive directors are Wang Shudong, Gao Shigang and Liao Huajun; non-executive director is Xu Qian; independent non-executive directors are Jing Fengru, Zhan Yanjing and James Kong Tin Wong. * For identification purpose only