Page 1

SMBC Sumitomo Mitsui Financial Group , Inc. Consolidated Financial Results for the Six Months Ended September 30 , 2021 < Under Japanese GAAP > Head Office : 1-2 , Marunouchi 1 - chome , Chiyoda - ku , Tokyo , Japan Stock Exchange Listings : Tokyo Stock Exchange , Nagoya Stock Exchange , New York Stock Exchange URL : https://www.smfg.co.jp/english/ President : Jun Ohta Quarterly Securities Report ( Shihanki hokokusho ) issuing date : November 29 , 2021 Dividend payment date : December 3 , 2021 Investors meeting presentation for quarterly financial results : Scheduled 1. Consolidated financial results ( for the six months ended September 30 , 2021 ) ( 1 ) Operating results Six months ended September 30 , 2021 Six months ended September 30 , 2020 Notes : 1. Comprehensive income : Six months ended September 30 , 2021 Six months ended September 30 , 2020 ( 2 ) Financial position As of September 30 , 2021 As of March 31 , 2021 Ordinary income ¥ 1,965,482 1,949,441 0.8 % ( 17.0 ) Earnings per share ¥ 332.74 197.18 Note : A mounts less than one million yen have been rounded down . Total assets ¥ 241,341,831 242,584,308 1st quarter ¥ Fiscal year ended March 31 , 2021 Fiscal year ending March 31 , 2022 Fiscal year ending March 31 , 2022 ( Forecast ) Note : Dividend forecast which was announced in May 2021 is revised . ¥ 630,028 346,294 ( Millions of yen , except per share data and percentages ) Profit attributable to Ordinary profit owners of parent ( a ) for the six months ended September 30 , 2021 : ¥ 614,901 million [ ( 11.0 ) % ] ( b ) for the six months ended September 30 , 2020 : ¥ 690,749 million [ 70.3 % ] 2. Percentages shown in ordinary income , ordinary profit , profit attributable to owners of parent and comprehensive income are the increase ( decrease ) from the same period in the previous fiscal year . Earnings per share ( Diluted ) ¥ 332.59 197.08 Net assets ¥ 12,376,017 11,899,046 Notes : 1. Stockholders ' equity : ( a ) as of September 30 , 2021 : ¥ 12,300,152 million ( b ) as of March 31 , 2021 : ¥ 11,826,418 million 2. Net assets ratio = { ( Net assets — stock acquisition rights – non - controlling interests ) / total assets } X 100 2. Dividends on common stock 81.9 % 2nd quarter ¥ 95.00 105.00 ( 38.0 ) 3. Earnings forecast on a consolidated basis ( for the fiscal year ending March 31 , 2022 ) November 12 , 2021 Cash dividends per share 3rd quarter ¥ Profit attributable to owners of parent ¥ 670,000 30.7 % ¥ 456,068 270,130 Accouting Standards 4th quarter ¥ 95.00 FASF MEMBERSHIP 105.00 5.1 % 4.9 ( Millions of yen , except percentages ) Net assets ratio 68.8 % ( 37.5 ) ( Yen ) Annual ¥ 190.00 210.00 ( Millions of yen , except per share data and percentage ) Earnings per share ¥ 488.76 Fiscal year ending March 31 , 2022 Notes : 1. Earnings forecast which was announced in May 2021 is revised . 2. Percentage shown in profit attributable to owners of parent is the increase ( decrease ) from the previous fiscal year . 3. Forecasted earnings per share is calculated by dividing forecasted profit attributable to owners of parent by the number of issued common stocks ( excluding treasury stocks ) as of September 30 , 2021 .