Page 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 ( MARK ONE ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31 , 2021 FORM 10 - K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from NEVADA ( State or other jurisdiction of incorporation or organization ) OR COMMISSION FILE NUMBER 001-37487 AETHLON MEDICAL , INC . ( Exact name of registrant as specified in its charter ) TITLE OF EACH CLASS COMMON STOCK , $ .001 PAR VALUE to 9635 Granite Ridge Drive , Suite 100 San Diego , California 92123 ( Zip Code ) ( Address of principal executive office ) REGISTRANT'S TELEPHONE NUMBER , INCLUDING AREA CODE : ( 858 ) 459-7800 SECURITIES REGISTERED PURSUANT TO SECTION 12 ( b ) OF THE EXCHANGE ACT : TRADING SYMBOL Large accelerated filer Non - accelerated filer > AEMD 13-3632859 ( I.R.S. Employer Identification No. ) NAME OF EACH EXCHANGE ON WHICH REGISTERED NASDAQ CAPITAL MARKET SECURITIES REGISTERED UNDER SECTION 12 ( g ) OF THE EXCHANGE ACT : NONE ( TITLE OF CLASS ) Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes > No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer " , " smaller reporting company " , and " emerging growth company " in Rule 12b - 2 of the Exchange Act . ( Check one ) Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act .