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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K Annual Report Pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 For the Fiscal Year Ended September 30 , 2021 or Transition Report Pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 For the transition period to Commission File Number : 0-261 from Florida ( State or other jurisdiction of incorporation or organization ) 10070 Daniels Interstate Court Suite 100 Fort Myers FL ( Address of principal executive offices ) ALICO , INC . ( Exact name of registrant as specified in its charter ) ( Registrant's Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class Common Stock ( 239 ) 226-2000 telephone number , including area code ) Trading Symbol ( s ) Large Accelerated Filer Non - accelerated filer 59-0906081 ( I.R.S. Employer Identification No. ) ☐☐ 33913 ( Zip Code ) ALCO Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes ✓ No Name of each exchange on which registered NASDAQ Global Select Market Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer " , " accelerated filer " , " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . ( Check one ) : Accelerated Filer Smaller Reporting Company Emerging Growth Company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . □ Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No The aggregate market value of the voting and nonvoting common equity held by non - affiliates based on the closing price , as quoted on the Nasdaq Global Select Market as of March 31 , 2021 ( the last business day of Alico's most recently completed second fiscal quarter ) was $ 156,821,017 . Solely for the purposes of this calculation , the registrant has elected to treat all executives , officers and greater than 10 % stockholders as affiliates of the registrant . There were 7,535,932 shares of common stock outstanding at December 3 , 2021 . Documents Incorporated by Reference :