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( Mark One ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K For the transition period from Delaware ( State or other jurisdiction of incorporation or organization ) Title of each Class Common Stock , $ 0.001 par value 1300 South Second Street , Pekin , Illinois ( Address of principal executive offices ) to Commission file number : 000-21467 ALTO INGREDIENTS , INC . ( Exact name of registrant as specified in its charter ) Large accelerated filer Non - accelerated filer > 41-2170618 ( I.R.S. Employer Identification No. ) 61554 ( Zip Code ) Registrant's telephone number , including area code : ( 916 ) 403-2123 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ALTO Name of Exchange on Which Registered The Nasdaq Stock Market LLC ( Nasdaq Capital Market ) Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No No X No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes No X The aggregate market value of the voting and non - voting common equity held by nonaffiliates of the registrant computed by reference to the closing sale price of such stock , was approximately $ 37.7 million as of June 30 , 2020 , the last business day of the registrant's most recently completed second fiscal quarter . As of March 25 , 2021 , there were 73,167,785 shares of the registrant's common stock , $ 0.001 par value per share , and 896 shares of the registrant's non - voting common stock , $ 0.001 par value per share , outstanding .