Annual report
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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . For the fiscal year ended December 31 , 2020 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . For the transition period from to Commission file number : 001-38618 ARLO TECHNOLOGIES , INC . ( Exact name of registrant as specified in its charter ) Delaware ( State or other Jurisdiction of Incorporation or Organization ) 3030 Orchard Parkway San Jose , California ( Address of principal executive offices ) Title of Each Class Common Stock , par value $ 0.001 per share Large accelerated filer Non - accelerated filer Registrant's telephone number including area code ( 408 ) 890-3900 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) ARLO Securities registered pursuant to 12 ( g ) of the Act : None 38-4061754 ( I.R.S. Employer Identification Number ) Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Name of Each Exchange on Which Registered New York Stock Exchange Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No 95134 ( Zip Code ) Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Accelerated filer Smaller reporting company Emerging growth company Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act . ) Yes No ✓ DOCUMENTS INCORPORATED BY REFERENCE ✓ ✓ Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . □ ■ The aggregate market value of the voting and non - voting common equity held by non - affiliates of the Registrant as of June 28 , 2020 was $ 161.7 million . Such aggregate market value was computed by reference to the closing price of the common stock as reported on the New York Stock Exchange on June 26 , 2020 ( the last business day of the Registrant's most recently completed fiscal second quarter ) . Shares of the registrant's common stock held by each executive officer and director and certain entities that own 15 % or more of the outstanding common stock have been excluded in that such persons may be deemed to be affiliates . The determination of affiliate status is not necessarily a conclusive determination for other purposes . The number of outstanding shares of the registrant's Common Stock , $ 0.001 par value , was 80,503,730 shares as of February 19 , 2021 .