Annual report
Page 1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D. C. 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number : 001-34810 Aspira Women's Health Inc. ( Exact name of registrant as specified in its charter ) Delaware ( State or Other Jurisdiction of Incorporation or Organization ) 12117 Bee Caves Road , Building III , Suite 100 Austin , Texas ( Address of Principal Executive Offices ) Registrant's telephone number , including area code : ( 512 ) 519-0400 Title of each class Common Stock , par value $ 0.001 per share Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) . AWH Large accelerated filer Non accelerated filer > 33-0595156 ( I.R.S. Employer Identification No. ) Securities registered pursuant to Section 12 ( g ) of the Act : None Name of each exchange on which registered The NASDAQ Stock Market 78738 ( Zip Code ) Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes > No Accelerated filer Smaller reporting company Emerging growth company Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , or a smaller reporting company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . □ Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Yes No Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes No The aggregate market value of voting common stock held by non - affiliates of the registrant is $ 290,267,539 and is based upon the last sales price as quoted on The NASDAQ Capital Market as of June 30 , 2020 . Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Section 12 , 13 or 15 ( d ) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court . Yes No As of March 29 , 2021 , the registrant had 111,716,852 shares of common stock , par value $ 0.001 per share , outstanding . DOCUMENTS INCORPORATED BY REFERENCE Certain information from the registrant's definitive Proxy Statement for its Annual Meeting of Stockholders is incorporated by reference into Part III of this report . The registrant intends to file the Proxy Statement with the Securities and Exchange Commission within 120 days of December 31 , 2020 .