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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31 , 2020 or ㅁ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number : 001-38483 BAYCOM CORP ( Exact name of registrant as specified in its charter ) California ( State or other jurisdiction of incorporation or organization ) 500 Ygnacio Valley Road , Walnut Creek , California ( Address of principal executive offices ) Common Stock , no par value per share Title of each class 37-1849111 ( I.R.S. Employer Identification Number ) 94596 ( Zip Code ) Registrant's telephone number , including area code : ( 925 ) 476-1800 Securities registered pursuant to Section 12 ( b ) of the Act : BCML Trading Symbol ( s ) The NASDAQ Stock Market LLC Name of each exchange on which registered Securities Registered Pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes □ No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes □ No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No ☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( $ 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No □ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , ” “ accelerated filer , ” “ smaller reporting company ” and “ emerging growth company " in Rule 12b - 2 of the Exchange Act : Large accelerated filer Smaller reporting company ☐ 冈 Accelerated filer Emerging growth company ☐ ☑ Non - accelerated filer If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes No The aggregate market value of the common stock held by nonaffiliates of the registrant , based on the closing sales price of the registrant's common stock as quoted on the NASDAQ Global Select Market on June 30 , 2020 , was $ 144.6 million ( The exclusion from such amount of the market value of the shares owned by any person shall not be deemed an admission by the registrant that such person is an affiliate of the registrant . ) As of March 12 , 2021 , the registrant had 11,236,702 shares of common stock issued and outstanding . DOCUMENTS INCORPORATED BY REFERENCE : Portions of the definitive Proxy Statement for the 2021 Annual Meeting of Shareholders ( " Proxy Statement ” ) are incorporated by reference into Part III .