Annual report
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( Mark One ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30 , 2021 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM ΤΟ Commission File Number 001-38579 Delaware ( State or other jurisdiction of incorporation or organization ) FORM 10 - K BrightView Holdings , Inc. ( Exact name of Registrant as specified in its Charter ) 980 Jolly Road Blue Bell , Pennsylvania ( Address of principal executive offices ) Non - accelerated filer Title of Each Class Common Stock , Par Value $ 0.01 Per Share Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol BV U 46-4190788 ( I.R.S. Employer Identification No. ) Registrant's telephone number , including area code : ( 484 ) 567-7204 19422 ( Zip Code ) Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the Registrant : ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the Registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Name of exchange on which registered New York Stock Exchange Indicate by check mark whether the Registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the Registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , ” and “ emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer Accelerated filer Smaller reporting company ■ Emerging growth company ☐ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the Registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No As of March 31 , 2021 , the last day of the Registrant's most recently completed second quarter , the aggregate value of the registrant's common stock held by non - affiliates was approximately $ 687.4 million , based on the number of shares held by non - affiliates as of March 31 , 2021 and the closing price of the registrant's common stock on the New York Stock Exchange on that date . The number of shares of Registrant's Common Stock outstanding as of October 31 , 2021 was 105,200,000 . DOCUMENTS INCORPORATED BY REFERENCE