Annual report
Page 1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 ■ ( Mark One ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . For the fiscal year ended December 31 , 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . Commission file number 814-01132 FORM 10 - K Crescent Capital BDC , Inc. ( Exact Name of Registrant as Specified in Its Charter ) Maryland ( State or Other Jurisdiction of Incorporation or Organization ) 11100 Santa Monica Blvd. , Suite 2000 , Los Angeles , CA ( Address of Principal Executive Offices ) Title of each class Common Stock , $ 0.001 par value per share 47-3162282 ( I.R.S. Employer Identification No. ) Registrant's Telephone Number , Including Area Code : ( 310 ) 235-5900 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol CCAP Securities registered pursuant to Section 12 ( g ) of the Act : None 90025 ( Zip Code ) Name of each exchange on which registered The Nasdaq Stock Market LLC No > No Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes Indicate by check mark whether the Registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the Registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site , if any , every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit files ) . Yes No Indicate by check mark whether the Registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , or a smaller reporting company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer ☐ Non - Accelerated filer Accelerated filer □ Smaller reporting company ▬ Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . No Indicate by check mark whether the Registrant is a shell company ( as defined in Rule 12b - 2 of the Securities Exchange Act of 1934 ) . Yes The aggregate market value of the voting common equity held by non - affiliates of the registrant , was $ 200.9 million based on the number of shares held by non - affiliates of the registrant as of June 30 , 2020 ( the last business day of the registrant's most recently completed second fiscal quarter ) . Shares of the registrant's common stock held by each executive officer , director and holder of 5 % or more of the outstanding common stock have been excluded in that such persons may be deemed to be affiliates . The calculation does not reflect a determination that certain persons are affiliates of the registrant for any other purpose . The number of shares of the Registrant's common stock , $ .001 par value per share , outstanding at February 24 , 2021 was 28,167,360 DOCUMENTS INCORPORATED BY REFERENCE Portions of the Registrant's proxy statement for the 2020 annual meeting of stockholders to be filed not later than 120 days after the end of the fiscal year covered by this Annual Report on Form 10 - K are incorporated by reference in Part III .