Page 1

U.S. Securities and Exchange Commission Washington , D.C. 20549 FORM 10 - K ☑ ANNUAL REPORT UNDER SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . For the fiscal year ended November 30 , 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . For the transition period from Commission File Number 000-23386 to CRYO - CELL INTERNATIONAL , INC . DELAWARE ( Exact Name of registrant as specified in its charter ) ( State or other jurisdiction of incorporation or organization ) Title of each class Common Stock , $ 0.01 par value 700 Brooker Creek Blvd , Suite 1800 , Oldsmar , FL 34677 ( Address of principal executive offices ) ( Zip Code ) Registrant's telephone number : ( 813 ) 749-2100 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) CCEL 22-3023093 ( I.R.S. Employer Identification No. ) Name of each exchange on which registered OTCQB Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes ☐ No ☑ Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15 ( d ) of the Act . Yes ☐ No ☑ Indicate by check mark whether the Registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the Registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes ☑ No ☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T during the preceding 12 months ( or for such shorter period that the registrant was required to submit and post such files ) . Yes ☑ No ☐ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See definition of " large accelerated filer " , " accelerated filer " , " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . ( Check one ) : Large accelerated filer Accelerated filer Smaller reporting company Non - accelerated filer Emerging growth company ☐ ☐ ( Do not check if a smaller reporting company ) If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . □ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Securities Exchange Act of 1934 ) . Yes No ☑ The aggregate market value of the Registrant's Common Stock held by non - affiliates of the Registrant is computed by reference to the price at which the common stock was last sold as of the last business day of the Registrant's most recently completed second fiscal quarter ( May 31 , 2020 ) was $ 29,618,382 . As of February 15 , 2021 , there were 7,570,913 shares of Common Stock outstanding . DOCUMENTS INCORPORATED BY REFERENCE None .