Quarterly report
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U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10 - Q ( Mark One ) × Quarterly report pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 . For the quarterly period ended May 31 , 2021 ☐ Transition report pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 . For the transition period from to Commission File Number 0-23386 CRYO - CELL INTERNATIONAL , INC . ( Exact name of Registrant as Specified in its Charter ) DELAWARE ( State or other Jurisdiction of Incorporation or Organization ) 700 Brooker Creek Blvd. Oldsmar , FL 34677 ( Address of Principal Executive Offices ) ( Zip Code ) 22-3023093 ( I.R.S. Employer Identification No. ) Issuer's phone number , including area code : ( 813 ) 749-2100 ( Former name , former address and former fiscal year , if changed since last report ) . Title of each class Securities registered pursuant to Section 12 ( b ) of the Act : Common Stock , $ 0.01 par value Trading Symbol ( s ) CCEL Name of each exchange on which registered OTCQB Check whether the registrant ( 1 ) filed all reports required to be filed by Section 13 or 15 ( d ) of the Exchange Act during the past 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes ☑ No ☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit and post such files . Yes ☑ No ☐ Not Applicable ☐ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer or a smaller reporting company . See definition of “ large accelerated filer , ” “ accelerated filer , ” “ small reporting company ” and “ emerging growth company ” in Rule 12b - 2 of the Exchange Act . ( Check one ) : Large accelerated filer Non - accelerated filer Accelerated filer Smaller reporting company Emerging growth company Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes ☐ No ☑ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . ☐ State the number of shares outstanding of each of the Registrant's classes of common stock , as of the latest practicable date . As of July 12 , 2021 , 14,533,040 shares of $ 0.01 par value common stock were issued and 8,445,015 were outstanding .