Annual report
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR For the transition period from Maryland ( State or other jurisdiction of incorporation or organization ) Title of each class None 3 Park Avenue , 36th Floor New York , New York ( Address of principal executive offices ) to CION Investment Corporation ( Exact name of registrant as specified in its charter ) Commission file number 000-54755 45-3058280 ( I.R.S. Employer Identification No. ) Registrant's telephone number , including area code ( 212 ) 418-4700 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) Not applicable Securities registered pursuant to Section 12 ( g ) of the Act : Common Stock , par value $ 0.001 per share ( Title of class ) 10016 ( Zip Code ) Name of each exchange on which registered Not applicable Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes [ ] No [ x ] Yes [ ] No [ x ] Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes [ x ] No [ ] Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes [ ] No [ ]