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( Mark One ) ☑ ☐ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 FORM 10 - Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30 , 2021 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 Delaware Commission File Number : 001-39391 Caremax CareMax , Inc. ( Exact Name of Registrant as Specified in its Charter ) ( State or other jurisdiction of incorporation or organization ) 1000 NW 57 Court , Suite 400 Miami , FL , ( Address of principal executive offices ) 85-0992224 ( I.R.S. Employer Identification No. ) 33126 ( Zip Code ) Registrant's telephone number , including area code : ( 786 ) 360-4768 Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class Class A common stock , par value $ 0.0001 per share Warrants , each whole warrant exercisable for one share of Class A common stock , each at an exercise price of $ 11.50 per share Trading Symbol ( s ) CMAX CMAXW Name of each exchange on which registered The Nasdaq Stock Market LLC The Nasdaq Stock Market LLC Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No ☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( $ 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes ☑ No □ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , smaller reporting company , or an emerging growth company . See the definitions of “ large accelerated filer , " " accelerated filer , ” “ smaller reporting company , ” and “ emerging growth company ” in Rule 12b - 2 of the Exchange Act . Large accelerated filer ☐ Non - accelerated filer ☑ Emerging growth company 冈 Accelerated filer Smaller reporting company ☐ ☑ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes □ No ☑ Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12 , 13 or 15 ( d ) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court . Yes ☑ No □ As of November 15 , 2021 , the registrant had 87,073,985 shares of Class A common stock , $ 0.0001 par value per share , and no shares of Class B common stock , $ 0.0001 par value per share issued and outstanding .