Annual report
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Table of Contents ( Mark One ) × ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . For the Fiscal Year Ended December 31 , 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K 8.8 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . Title of each class Common Stock , no par value OR For the Transition Period from to Commission File Number : 000-11486 New Jersey ( State or Other Jurisdiction of Incorporation or Organization ) ConnectOne Bancorp Inc. ConnectOne Bancorp , Inc. ( Exact name of registrant as specified in its charter ) 52-1273725 ( IRS Employer Identification Number ) 301 Sylvan Avenue Englewood Cliffs , New Jersey 07632 ( Address of Principal Executive Offices ) ( Zip Code ) 201-816-8900 ( Registrant's Telephone Number , Including Area Code ) Securities registered pursuant to Section 12 ( b ) of the Exchange Act : Trading Symbol CNOB Name of each exchange on which registered NASDAQ Securities registered pursuant to Section 12 ( g ) of the Exchange Act : None Indicate by checkmark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes > No Indicate by checkmark if the registrant is not required to file reports pursuant to Section 13 or 15 ( d ) of the Act . Yes No > Indicate by check mark whether the Registrant : ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) ; and ( 2 ) has been subject to such filing requirements for the past 90 days . YES NO Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Regulation S - T ( 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant has required to submit and post such files . ) YES NO