Annual report
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 FORM 10 - K × ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number : 001-35449 Mr. CooperGroup Mr. Cooper Group Inc. ( Exact name of registrant as specified in its charter ) 91-1653725 ( I.R.S. Employer Identification No. ) 75019 ( Zip Code ) Delaware ( State or other jurisdiction of incorporation or organization ) 8950 Cypress Waters Blvd , Coppell , TX ( Address of principal executive offices ) Registrant's telephone number , including area code : ( 469 ) 549-2000 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) Title of each class Common Stock , $ 0.01 par value per share COOP Name of each exchange on which registered The Nasdaq Stock Market Securities registered pursuant to Section 12 ( g ) of the Act : None Yes No ☑ Yes No ☑ Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( $ 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes ☑No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of “ large accelerated filer , ” “ accelerated filer , ” “ smaller reporting company , ” and “ emerging growth company ” in Rule 12 ( b ) -2 of the Exchange Act . Large Accelerated Filer Non - Accelerated Filer ☑ Accelerated Filer Smaller reporting company Emerging growth company ☐ ☐ ☐ If an emerging growth company , indicate by check mark if registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . ☑ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No ☑ Number of shares of common stock , $ 0.01 par value , outstanding as of February 18 , 2021 was 89,456,683 . As of June 30 , 2020 ( the last business day of the registrant's most recently completed second fiscal quarter ) , the aggregate market value of the registrant's common stock held by non - affiliates of the registrant was $ 942,662,596 based on the closing sales price of $ 12.44 as reported on the Nasdaq Stock Market . DOCUMENTS INCORPORATED BY REFERENCE Portions of our definitive Proxy Statement , to be filed with the Securities and Exchange Commission pursuant to Regulation 14A within 120 days of the Company's fiscal year - end , are incorporated by reference into Part III , Items 10-14 of this Annual Report on Form 10 - K .