Annual report
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Table of Contents ( Mark One ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 FORM 10 - K or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30 , 2021 For the transition period from Delaware ( State or other jurisdiction of incorporation or organization ) Commission File Number : 001-35314 eGain Corporation ( Exact name of registrant as specified in its charter ) Title of Each Class Common Stock , par value $ 0.001 per share Large accelerated filer Non - accelerated filer 1252 Borregas Avenue Sunnyvale , California 94089 ( Address of principal executive offices , including zip code ) ( 408 ) 636-4500 Securities registered pursuant to Section 12 ( b ) of the Act : to ( Registrant's telephone number , including area code ) Trading Symbol EGAN 77-0466366 ( I.R.S. Employer Identification No. ) Name of Each Exchange on Which Registered The Nasdaq Stock Market LLC No " Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No " Indicate by check mark whether the registrant : ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days : Yes > No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) : Yes □ No " . The aggregate market value of the voting and non - voting common equity held by non - affiliates ( based on the closing price on Nasdaq ) on December 31 , 2020 , was approximately $ 250.8 million . There were 31,359,558 shares of the Registrant's Common Stock , par value $ 0.001 per share , outstanding on September 9 , 2021 . DOCUMENTS INCORPORATED BY REFERENCE Items 10 ( as to directors ) , 11 , 12 , 13 and 14 of Part III of this Annual Report on Form 10 - K incorporate by reference information from the registrant's proxy statement to be filed with the Securities and Exchange Commission in connection with the solicitation of proxies for the registrant's 2021 Annual Meeting of Stockholders .