Annual report
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 Form 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-15751 eMAGIN CORPORATION ( Exact name of registrant as specified in its charter ) Delaware ( State or other jurisdiction of incorporation or organization ) 700 South Drive , Suite 201 , Hopewell Junction , NY 12533 ( Address of principal executive offices ) Securities registered pursuant to Section 12 ( b ) of the Act : ( 845 ) 838-7900 ( Registrant's telephone number , including area code ) Title of each class Common Stock , $ .001 Par Value Per Share Trading Symbol ( s ) Large accelerated filer Accelerated filer Non - accelerated filer EMAN oo 56-1764501 ( I.R.S. Employer Identification No. ) Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark whether the registrant is a well - known seasoned issuer as defined in Rule 405 of the Securities Act . Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 229.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Name of each exchange on which registered NYSE American Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , smaller reporting company , or an emerging growth company . See definition of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . 1 Smaller Reporting Company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant is a shell company ( as defined by Rule 12b - 2 of the Exchange Act ) Yes No As of June 30 , 2020 , the last business day of the registrant's most recently completed second quarter , the aggregate market value of the issued and outstanding common stock held by non - affiliates of the registrant , based upon the closing price of the common stock as traded on the NYSE American of $ 0.79 was approximately $ 39.4 million . For purposes of the above statement only , all directors , executive officers , and 10 % shareholders are assumed to be affiliates . This determination of affiliate status is not necessarily a conclusive determination for any other purpose . The number of shares of common stock outstanding as of March 8 , 2021 was 71,119,183 . DOCUMENTS INCORPORATED BY REFERENCE The information required by Part III of this Report , to the extent not set forth herein , is incorporated herein by reference from the registrant's definitive proxy statement relating to the Annual Meeting of Stockholders to be held in 2021 , which definitive proxy statement shall be filed with the Securities and Exchange Commission within 120 days after the end of the fiscal year to which this Report relates .