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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 > ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31 , 2020 □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34835 Delaware ( State or other jurisdiction of incorporation or organization ) FORM 10 - K 35 East Wacker Drive , Suite 2400 , Chicago , Illinois ( Address of principal executive offices ) Envestnet , Inc. ( Exact name of registrant as specified in its charter ) Title of each class : Common Stock , par value $ 0.005 per share Registrant's telephone number , including area code : ( 312 ) 827-2800 Large accelerated filer Non - accelerated filer ( I.R.S Employer Identification No. ) Securities registered pursuant to Section 12 ( b ) of the Act : Trading symbol ( s ) ENV Securities registered pursuant to Section 12 ( g ) of the Act : None 20-1409613 Name of each exchange on which registered : New York Stock Exchange Indicate by check mark whether the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No 60601 ( Zip Code ) Indicate by check mark whether the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No 1 Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Yes No Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C.7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes No Aggregate market value of registrant's common stock held by non - affiliates of the registrant , based upon the closing price of a share of the registrant's common stock on June 30 , 2020 as reported on The New York Stock Exchange on that date : $ 2,533,230,983 . For purposes of this calculation , shares of common stock held by ( i ) persons holding more than 5 % of the outstanding shares of stock , and ( ii ) officers and directors of the registrant , as of June 30 , 2020 , are excluded in that such persons may be deemed to be affiliates . This determination is not necessarily conclusive of affiliate status . As of February 19 , 2021 , 54,117,332 shares of the common stock with a par value of $ 0.005 per share were outstanding . DOCUMENTS INCORPORATED BY REFERENCE : Part III incorporates by reference portions of the registrant's definitive proxy statement for the annual meeting of stockholders , which will be filed within 120 days after the close of the 2020 fiscal year .