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Table of Contents р Transition Report pursuant Annual Report pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 For the fiscal year ended : December 31 , 2020 Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 For the transition period from ________ to Commission File No. 001-32583 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 Delaware ( State or Other Jurisdiction of Incorporation or Organization ) FULL HOUSE RESORTS , INC . ( Exact name of registrant as specified in its charter ) FORM 10 - K Title of Each Class Common Stock , $ 0.0001 per Share Large accelerated filer Non - accelerated filer One Summerlin , 1980 Festival Plaza Drive , Suite 680 , Las Vegas , Nevada 89135 ( Address and zip code of principal executive offices ) ( 702 ) 221-7800 ( Registrant's Telephone Number , Including Area Code ) Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol 13-3391527 ( I.R.S. Employer Identification No. ) FLL Securities registered pursuant to Section 12 ( g ) of the Act : None ( Title of class ) Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes □ No þ Indicate by check mark if the : gistrant is not required to file reports pursuant to Section 13 or 15 ( d ) of the Act . Yes □ No þ Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes þ No 0 þ Name of Each Exchange on Which Registered The Nasdaq Stock Market LLC Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes þ No □ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , ” “ smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer Smaller reporting company 0 Р Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes No þ The aggregate market value of Registrant's voting and non - voting common stock held by non - affiliates of the Registrant , as of June 30 , 2020 ( the last business day of the Registrant's most recently completed second fiscal quarter ) , was : $ 33.4 million . As of March 10 , 2021 , there were 27,124,292 shares of common stock , $ 0.0001 par value per share , outstanding . Documents Incorporated by Reference The information required by Part III of this Form 10 - K is incorporated by reference from the Registrant's definitive proxy statement relating to the annual meeting of stockholders to be held in 2021 , which definitive proxy statement is anticipated to be filed with the Securities and Exchange Commission within 120 days after the end of the Registrant's fiscal year ended December 31 , 2020 .