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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number 001-32195 Delaware ( State or other jurisdiction of incorporation or organization ) FORM 10 - K 6620 West Broad Street Richmond , Virginia ( Address of principal executive offices ) Title of Each Class Class A Common Stock , par value $ .001 per share GENWORTH FINANCIAL , INC . ( Exact name of registrant as specified in its charter ) X Genworth to ( 804 ) 281-6000 ( Registrant's telephone number , including area code ) Securities registered pursuant to Section 12 ( b ) of the Act Trading Symbol GNW Securities registered pursuant to Section 12 ( g ) of the Act None 80-0873306 ( I.R.S. Employer Identification No. ) 23230 ( Zip Code ) Name of each exchange on which registered New York Stock Exchange No No 区 Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No □ No □ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , ” “ smaller reporting company , ” and “ emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer Accelerated filer Non - accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . < Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No 区 As of February 17 , 2021 , 505,794,485 shares of Class A Common Stock , par value $ 0.001 per share were outstanding . The aggregate market value of the common equity ( based on the closing price of the Class A Common Stock on the New York Stock Exchange ) held by non - affiliates of the registrant on June 30 , 2020 , the last business day of the registrant's most recently completed second fiscal quarter , was approximately $ 1.2 billion . All executive officers and directors of the registrant have been deemed , solely for the purpose of the foregoing calculation , to be " affiliates " of the registrant . DOCUMENTS INCORPORATED BY REFERENCE Certain portions of the registrant's definitive proxy statement pursuant to Regulation 14A of the Securities Exchange Act of 1934 in connection with the 2021 annual meeting of the registrant's stockholders are incorporated by reference into Part III of this Annual Report on Form 10 - K .