Annual report
Page 1
( Mark One ) ■ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , DC 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended : December 31 , 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-54799 HYSTER - YALE MATERIALS HANDLING , INC . ( Exact name of registrant as specified in its charter ) Delaware ( State or other jurisdiction of incorporation or organization ) Cleveland OH 5875 Landerbrook Drive Suite 300 Title of each class Class A Common Stock , Par Value $ 0.01 Per Share ( Address of principal executive offices ) Registrant's telephone number , including area code : ( 440 ) 449-9600 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) . HY ( I.R.S. Employer Identification No. ) Securities registered pursuant to Section 12 ( g ) of the Act : Class B Common Stock , Par Value $ 0.01 Per Share ( Title of class ) 31-1637659 Name of each exchange on which registered New York Stock Exchange 44124-4069 ( Zip code ) Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Yes X Number of shares of Class A Common Stock outstanding at February 19 , 2021 : 12,965,084 Number of shares of Class B Common Stock outstanding at February 19 , 2021 : 3,847,056 Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes > No DOCUMENTS INCORPORATED BY REFERENCE No X Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or emerging growth company . See definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Smaller reporting company Large accelerated filer ■ Accelerated filer Non - accelerated filer ■ ■ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal controls over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . > Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) Yes Emerging growth company No X Aggregate market value of Class A Common Stock and Class B Common Stock held by non - affiliates as of June 30 , 2020 ( the last business day of the registrant's most recently completed second fiscal quarter ) : $ 422,266,518 ■ Portions of the Company's Proxy Statement for its 2021 annual meeting of stockholders are incorporated herein by reference in Part III of this Form 10 - K .