Annual report
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☐ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 Form 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from COMMISSION FILE NUMBER 0-29440 Delaware ( State or other jurisdiction of Incorporation or organization ) IDENTIV , INC . ( Exact Name of Registrant as Specified in its Charter ) 2201 Walnut Avenue , Suite 100 , Fremont , California ( Address of Principal Executive Offices ) to Title of each class Common Stock , $ 0.001 par value per share Registrant's telephone number , including area code : ( 949 ) 250-8888 Securities Registered Pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) . 77-0444317 ( I.R.S. Employer Identification Number ) 94538 ( Zip Code ) Name of exchange on which registered The Nasdaq Stock Market LLC INVE Securities Registered Pursuant to Section 12 ( g ) of the Act : Common Stock , $ 0.001 par value , and associated Preferred Share Purchase Rights ( Title of Class ) Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Indicated by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting mpany , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer Non - accelerated filer Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Accelerated filer Smaller reporting company ✓ Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No ✔ Based on the closing sale price of the Registrant's Common Stock on the Nasdaq National Market System on June 30 , 2020 , the last business day of the Registrant's most recently completed second fiscal quarter , the aggregate market value of Common Stock held by non - affiliates of the Registrant was $ 76,644,391 . At March 2 , 2021 , the Registrant had outstanding 18,154,906 shares of Common Stock , excluding 1,417,371 shares held in treasury . DOCUMENTS INCORPORATED BY REFERENCE Designated portions of the Company's Proxy Statement to be filed within 120 days after the Registrant's fiscal year end of December 31 , 2020 are incorporated by reference into Part II , Item 5 and Part III of this Report .