Annual report
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( Mark One ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from Commission file number 001-34385 Large accelerated filer IVR Non - accelerated filer Invesco Mortgage Capital Inc. Invesco Mortgage Capital Inc. ( Exact name of registrant as specified in its charter ) Maryland ( State or other jurisdiction of incorporation or organization ) to 1555 Peachtree Street , N.E. , Suite 1800 Atlanta , Georgia ( Address of principal executive offices ) Common Stock , par value $ 0.01 per share 7.75 % Series A Cumulative Redeemable Preferred Stock 7.75 % Fixed - to - Floating Series B Cumulative Redeemable Preferred Stock 7.50 % Fixed - to - Floating Series C Cumulative Redeemable Preferred Stock 26-2749336 ( I.R.S. Employer Identification No. ) 30309 ( Zip Code ) ( 404 ) 892-0896 ( Registrant's telephone number , including area code ) Securities registered pursuant to Section 12 ( b ) of the Securities Exchange Act of 1934 : Title of Each Class Trading Symbol Name of Each Exchange on Which Registered New York Stock Exchange New York Stock Exchange IVR IVRPA IVRpB IVRPC Securities registered pursuant to Section 12 ( g ) of the Securities Exchange Act of 1934 : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes > NO Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15 ( d ) of the Act . Yes ☐ No 区 Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes > No □ New York Stock Exchange New York Stock Exchange Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No □ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act ( Check one ) : Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . 0 0 Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . No " Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes The aggregate market value of the registrant's common stock held by non - affiliates was $ 678,164,356 based on the closing sales price on the New York Stock Exchange on June 30 , 2020. As of February 19 , 2021 , there were 230,822,108 outstanding shares of common stock of Invesco Mortgage Capital Inc. Documents Incorporated by Reference Part III of this Form 10 - K incorporates by reference certain information ( solely to the extent explicitly indicated ) from the registrant's proxy statement for the 2021 Annual Meeting of Stockholders to be filed pursuant to Regulation 14A .