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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 Form 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 . For the fiscal year ended December 31 , 2020 1934 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF Delaware ( State or other Jurisdiction of Incorporation or Organization ) Title of each class Common Stock to For the Transition period from Commission File Number 001-34820 KKR & CO . INC . ( Exact name of Registrant as specified in its charter ) Securities registered pursuant to Section 12 ( b ) of the Act : or 30 Hudson Yards New York , New York 10001 Telephone : ( 212 ) 750-8300 ( Address , zip code , and telephone number , including area code , of registrant's principal executive office . ) 6.75 % Series A Preferred Stock 6.50 % Series B Preferred Stock 6.00 % Series C Mandatory Convertible Preferred Stock Large accelerated filer Non - accelerated filer Trading symbol ( s ) 0 KKR KKR PRA KKR PR B KKR PR C 26-0426107 ( I.R.S. Employer Identification Number ) Name of each exchange on which registered New York Stock Exchange New York Stock Exchange Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes ý No o Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes o No ý Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 and 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter periods that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes ý No o Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes ý No o New York Stock Exchange New York Stock Exchange Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer Smaller reporting company Emerging growth company 0 If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No The aggregate market value of common stock of the registrant held by non - affiliates as of June 30 , 2020 , was approximately $ 16.5 billion . As of February 17 , 2021 , the registrant had 576,611,174 shares of common stock outstanding . DOCUMENTS INCORPORATED BY REFERENCE None