Quarterly report
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - Q ( Mark One ) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30 , 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number : 001-40003 Delaware loanDepot , Inc. ( Exact Name of Registrant as Specified in Its Charter ) ( State or other jurisdiction of incorporation or organization ) 26642 Towne Centre Drive , Foothill Ranch , California ( Address of principal executive offices ) Registrant's telephone number , including area code : ( 888 ) 337-6888 Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class Class A Common Stock , $ 0.001 per value per share Trading Symbol LDI 85-3948939 ( I.R.S. Employer Identification No. ) 92610 ( Zip Code ) Name of each exchange on which registered The New York Stock Exchange Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes □ No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes > No □ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of “ large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer П Non - accelerated filer 冈 Accelerated filer ☐ Smaller reporting company Emerging growth company ☐ ☐ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No As of November 8 , 2021 , 20,019,448 shares of the registrant's Class A common stock , par value $ 0.001 per share , were outstanding . No shares of registrant's Class B common stock were outstanding , 174,093,440 shares of registrant's Class C common stock were outstanding and 114,978,644 shares of registrant's Class D common stock were outstanding .