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( Mark one ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30 , 2020 TRANSITION REPORT UNDER SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition period from UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 FORM 10 - K Nevada ( State or Other Jurisdiction of Incorporation or Organization ) 325 E Warm Springs Road , Suite 102 , Las Vegas , Nevada ( Address of principal executive offices ) Title of each class Common Stock , $ 0.001 par value per share Large accelerated filer Non - accelerated filer to Commission File Number : 001-33937 Live Ventures Incorporated ( Exact Name of Registrant as Specified in Its Charter ) 00 85-0206668 ( IRS Employer Identification No. ) 89119 ( Zip Code ) Registrant's telephone number , including area code : ( 702 ) 997-5968 Securities registered under Section 12 ( b ) of the Exchange Act : Trading Symbol ( s ) LIVE Securities registered under Section 12 ( g ) of the Exchange Act : None .__ Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No > Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No > Indicate by check mark whether the registrant : ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Name of each exchange on which registered The NASDAQ Stock Market LLC ( The NASDAQ Capital Market ) Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , smaller reporting company , or an emerging growth company . See the definitions of “ large accelerated filer , ” “ accelerated filer , ” “ smaller reporting company , ” and “ emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer Smaller reporting company Emerging growth company □□□ If any emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal controls over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No The aggregate market value of the registrant's common stock held by non - affiliates computed based on the closing sales price of such stock on March 31 , 2020 was approximately $ 9,300,000 . The number of shares outstanding of the registrant's common stock , as of December 31 , 2020 , was 1,555,175 shares . DOCUMENTS INCORPORATED BY REFERENCE None