Annual report
Page 1
( Mark One ) X : UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 No x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 FORM 10 - K TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Or Delaware ( State or ither jurisdiction of incorporation or organization ) 611 Bainbridge Street , Suite 100 Richmond , Virginia ( Address of principal executive offices ) Title of each class Class A common stock , par value $ 0.0001 per share CARLOTZ , INC . ( Exact name of registrant as specified in its charter ) Redeemable warrants , exercisable for Class A common stock at an exercise price of $ 11.50 per share Commission File Number : 001-38818 to ( 804 ) 728-3833 ( Registrant's telephone number , including area code ) Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) LOTZ LOTZW 83-2456129 ( I.R.S. Employer Identification No. ) 23224 ( Zip Code ) Name of each exchange on which registered The Nasdaq Global Market The Nasdaq Global Market Securities registered pursuant to Section 12 ( g ) of the Act : None . Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No x Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes " Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days : Yes x No ¨ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yesx No "