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Table of Contents ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K Delaware ( State or other jurisdiction of incorporation or organization ) LIQUIDMETAL TECHNOLOGIES , INC . ( Exact name of Registrant as specified in its charter ) Large accelerated filer Emerging company Commission File No. 001-31332 growth 20321 Valencia Circle Lake Forest , CA 92630 ( Address of principal executive offices , zip code ) Registrant's telephone number , including area code : ( 949 ) 635-2100 Securities registered pursuant to Section 12 ( b ) of the Act : None Securities registered pursuant to Section 12 ( g ) of the Act : Title of each class Common stock , $ 0.001 par value per share Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes ! No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Accelerated filer Trading Symbol ( s ) LQMT Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No 33-0264467 ( I.R.S. Employer Identification No. ) Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , ” and “ emerging growth company " in Rule 12b - 2 of the Exchange Act : Name of each exchange on which registered OTCQB Non - accelerated filer > Smaller company reporting If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . □ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes □ No × The aggregate market value of the registrant's common stock held by non - affiliates of the registrant as of June 30 , 2020 was approximately $ 34,536,053 . For purposes of this calculation only , ( i ) shares of common stock are deemed to have a market value of $ 0.07 per share , the closing price of the common stock as reported on the “ OTCQB Venture Marketplace ” on June 30 , 2020 and ( ii ) each of the executive officers , directors and persons holding more than 10 % of the outstanding common stock as of June 30 , 2020 is deemed to be an affiliate . The number of shares of common stock outstanding as of March 5 , 2021 was 914,449,957 .