Annual report
Page 1
Table of Contents ( Mark One ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File Number : 001-38003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 Delaware ( State or other jurisdiction of incorporation organization ) 250 West Main Street , Suite 1800 Lexington , Kentucky ( Address of principal executive offices ) Title of each class Common Stock , $ 0.01 par value Securities registered pursuant to Section 12 ( b ) of the Act : FORM 10 - K RAMACO RESOURCES , INC . ( Exact name of registrant as specified in its charter ) Large accelerated filer Non - accelerated filer □ | to ( 859 ) 244-7455 ( Registrant's telephone number , including area code ) Trading Symbol METC 38-4018838 ( I.R.S. Employer Identification No. ) 40507 ( Zip Code ) Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Name of each exchange on which registered on which registered NASDAQ Global Select Market Indicate by check mark whether the registrant has submitted electronically , if any , every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No No No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer Smaller reporting company Emerging growth company | X X If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued is audit report . O Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No As of June 30 , 2020 , the last business day of the registrant's most recently completed second fiscal quarter , the aggregate market value of common stock held by non - affiliates of the registrant was $ 21.5 million . As of February 15 , 2021 , the registrant had 42,637,302 shares of common stock outstanding . Documents Incorporated by Reference : Certain information required to be furnished pursuant to Part III of this Form 10 - K is set forth in , and is hereby incorporated by reference herein from , the definitive proxy statement for our 2021 Annual General Meeting of Stockholders , to be filed by Ramaco Resources with the Securities and Exchange Commission pursuant to Regulation 14A within 120 days after December 31 , 2020 ( the " 2021 Proxy Statement " ) .