Annual report
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K > ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended : April 30 , 2021 □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Title of each class None to Commission File Number : 000-55036 Utah ( State or other jurisdiction of incorporation or organization ) NETCAPITAL INC . ( Exact name of registrant as specified in its charter ) 87-0409951 ( I.R.S. Employer Identification No. ) 1 Lincoln Street Boston , MA 02111 ( Address of Principal Executive Offices ) ( 781 ) 925-1700 ( Registrant's telephone number , including area code ) Securities registered under Section 12 ( b ) of the Exchange Act : Name of each exchange on which registered Not applicable Securities registered under Section 12 ( g ) of the Exchange Act : Common Stock , par value $ 0.001 per share Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes [ ] No [ X ] Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes [ ] No [ X ] Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes [ X ] No [ ] Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website , if any , every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit and post such files ) . Yes [ X ] No [ ] ii