Annual report
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Table of Contents ( Mark One ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31 , 2020 or UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D. C. 20549 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from_ Form 10 - K Delaware ( State or Other Jurisdiction of Incorporation or Organization ) 6900 E Layton Ave Denver , Colorado ( Address of Principal Executive Offices ) to Commission File Number : 001-31240 Newmont Large accelerated filer NEWMONT CORPORATION ( Exact name of registrant as specified in its charter ) Non - accelerated filer Securities registered or to be registered pursuant to Section 12 ( b ) of the Act . X Trading Registrant's telephone number , including area code ( 303 ) 863-7414 Symbol ( I.R.S. Employer Identification No. ) Title of each class Common stock , par value $ 1.60 per share Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . ☐ Yes □ No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Exchange Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . ☐ Yes No NEM 84-1611629 Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes □ No 80237 ( Zip Code ) Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12 - b2 of the Exchange Act . Name of each exchange on which registered New York Stock Exchange ■ Accelerated filer Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12 - b2 of the Exchange Act ) . DOCUMENTS INCORPORATED BY REFERENCE Smaller reporting company ☐ Yes > No Indicate by check mark whether the Registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . At June 30 , 2020 , the aggregate market value of the registrant's voting and non - voting common equity held by non - affiliates of the registrant was $ 49,521,911,826 based on the closing sale price as reported on the New York Stock Exchange . There were 800,314,223 shares of common stock outstanding on February 11 , 2021 .