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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 FORM 10 - K ( Mark One ) ' ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30 , 2021 . OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Number 000-23357 INOTIV , INC . ( Exact name of the registrant as specified in its charter ) INDIANA ( State or other jurisdiction of incorporation or organization ) 2701 KENT AVENUE WEST LAFAYETTE , INDIANA ( Address of principal executive offices ) ( 765 ) 463-4527 ( Registrant's telephone number , including area code ) Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class Common Shares Trading Symbols NOTV ( I.R.S. Employer Identification No. ) 35-1345024 47906 ( Zip code ) Name of exchange on which registered NASDAQ Capital Market Securities registered pursuant to section 12 ( g ) of the Act : None Act . YES NO + NO + Indicate by checkmark if the registrant is a well - known seasoned issuer , as defined by Rule 405 the Indicate by checkmark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . YES □ Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . YES ― NO Indicate by check mark whether the registrant has submitted electronically every Interactive Data File to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . YES NO Non - accelerated filer > Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company or an emerging growth company . See definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . ( Check one ) : Large accelerated filer Accelerated filer Smaller Reporting Company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . □ NO + Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . YES Based on the closing price on the NASDAQ Capital Market on March 31 , 2021 , the aggregate market value of the voting and non - voting common equity held by non - affiliates of the registrant was $ 172,225,000 . As of December 1 , 2021 , 24,266,099 of registrant's common shares were outstanding .