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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K □ Annual report pursuant to section 13 or 15 ( d ) of the Securities Exchange Act of 1934 Transition report pursuant to section 13 or 15 ( d ) of the Securities Exchange Act of 1934 . Commission File Number : 000-55863 Delaware ( State or other jurisdiction of incorporation or organization ) for the fiscal year ended July 31 , 2021 . Title of each class Class B common stock , par value $ 0.01 per share or RAFAEL HOLDINGS , INC . ( Exact name of registrant as specified in its charter ) Large accelerated filer Non - accelerated filer > Emerging growth company 520 Broad Street , Newark , New Jersey 07102 ( Address of principal executive offices , zip code ) ( 212 ) 658-1450 ( Registrant's telephone number , including area code ) Securities registered pursuant to Section 12 ( b ) of the Act : 82-2296593 ( I.R.S. Employer Identification No. ) Trading Symbol RFL Securities registered pursuant to section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes > No Name of each exchange on which registered New York Stock Exchange Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes > No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , smaller reporting company , or an emerging growth company . See definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , ” and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Accelerated filer □ Smaller reporting company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . □ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes No The aggregate market value of the voting and non - voting stock held by non - affiliates of the registrant , based on the closing price on January 29 , 2021 ( the last business day of the registrant's most recently completed second fiscal quarter ) of the Class B common stock of $ 23.48 per share , as reported on the New York Stock Exchange , was approximately $ 330.2 million . The number of shares outstanding of the registrant's common stock as of October 11 , 2021 was : Class A common stock , par value $ 0.01 per share : Class B common stock , par value $ 0.01 per share : 787,163 shares 19,873,219 shares