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X Or ☐ FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30 , 2021 Florida ( State or other jurisdiction of incorporation or organization ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 880 Carillon Parkway ( Address of principal executive offices ) to Commission file number 1-9109 RAYMOND JAMES FINANCIAL , INC . ( Exact name of registrant as specified in its charter ) Large accelerated filer Non - accelerated filer St. Petersburg Securities registered pursuant to Section 12 ( b ) of the Exchange Act : Title of each class Common Stock , $ .01 par value Securities registered pursuant to Section 12 ( g ) of the Exchange Act : Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No X ■ ( 727 ) 567-1000 Registrant's telephone number , including area code Florida Trading Symbol ( s ) . RJF Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Exchange Act . Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Exchange Act during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes > No 59-1517485 ( I.R.S. Employer Identification No. ) Name of each exchange on which registered New York Stock Exchange Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( Section 232.405 ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes > No Accelerated filer Smaller reporting company Emerging growth company 33716 ( Zip Code ) Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . None 00 ☐ The number of shares outstanding of the registrant's common stock as of November 18 , 2021 was 206,161,694 . If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indi by mark whether the registrant has filed a report on and attestation to its management's assessment of the ctiveness of internal control over fin ial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No As of March 31 , 2021 , the aggregate market value of the registrant's common stock held by non - affiliates of the registrant computed by reference to the price at which the common stock was last sold was $ 15,122,502,109 . DOCUMENTS INCORPORATED BY REFERENCE Portions of the definitive Proxy Statement to be delivered to shareholders in connection with the Annual Meeting of Shareholders to be held February 24 , 2022 are incorporated by reference into Part III .