Page 1

☑ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 Form 10 - K ANNUAL REPORT UNDER SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-53316 SOBR Safe , Inc. ( Exact name of registrant as specified in its charter ) 26-0731818 ( I.R.S. Employer Identification No. ) Delaware ( State or other jurisdiction of incorporation or organization ) 885 Arapahoe Road Boulder , CO ( Address of principal executive offices ) 80302 ( Zip Code ) Registrant's telephone number , including area code ( 303 ) 443-4430 Name of each exchange on which registered None Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class None Securities registered pursuant to Section 12 ( g ) of the Act : Common Stock , par value $ 0.001 ( Title of class ) Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15 ( d ) of the Act . Yes □ No ☑ No ☑ Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No □ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) Yes No □ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , or a smaller reporting company . See definitions of “ large accelerated filer , ” “ accelerated filer ” and “ smaller reporting company ” in Rule 12b - 2 of the Exchange Act . ( Check one ) : Large accelerated filer Non - accelerated filer ☐ Accelerated filer Smaller reporting company Emerging growth company ப ☐ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . □ Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . □ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes □ No ☑ Aggregate market value of the voting and non - voting stock held by non - affiliates as of June 30 , 2020 : $ 13,497,633 as based on last reported sales price of such stock ( $ 2.90 ) on June 30 , 2020. The voting stock held by non - affiliates on that date consisted of 4,654,356 shares of common stock . Applicable Only to Registrants Involved in Bankruptcy Proceedings During the Preceding Five Years :