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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 Form 10 - Q ( Mark One ) ☑ ☐ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30 , 2021 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Delaware ( State or other jurisdiction of incorporation or organization ) 885 Arapahoe Avenue Boulder , CO to Commission file number : 000-53316 SOBR Safe , Inc. ( Exact name of registrant as specified in its charter ) ( Address of principal executive offices ) 26-0731818 ( I.R.S. Employer Identification No. ) 80302 ( Zip Code ) ( 844 ) 762-7723 Registrant's telephone number , including area code ( Former name , address , if changed since last report ) ( Former fiscal year , if changed since last report ) Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class None Securities registered pursuant to Section 12 ( g ) of the Act : Trading Symbol ( s ) None Common Stock , $ 0.00001 par value ( Title of class ) Name of each exchange on which registered None Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes ☑ No ☐ Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes > No ☐ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer Non - accelerated filer ☑ Accelerated filer Smaller reporting company Emerging growth company ■ ☑ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . ☐ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes ☐ No ☑ . Applicable only to issuers involved in bankruptcy proceedings during the preceding five years : Indicate by check mark whether the registrant filed all documents and reports required to be filed by Sections 12 , 13 or 15 ( d ) of the Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court . Yes ☐ No ☐ Applicable only to corporate issuers : Indicate the number of shares outstanding of each of the issuer's classes of common stock , as of the latest practicable date . As of November 12 , 2021 , there were25,981,203 shares of common stock , $ 0.00001 par value , issued and outstanding .