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☑ ☐ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 FORM 10 - Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 ( D ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended : August 31 , 2021 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( D ) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No .: 000-16035 SONO - TEK Corporation New York ( Exact name of registrant as specified in its charter ) ( State or other jurisdiction of incorporation or organization ) 14-1568099 ( IRS Employer Identification No. ) 2012 Rt . 9W , Milton , NY 12547 ( Address of Principal Executive Offices ) ( Zip Code ) Issuer's telephone no . , including area code : ( 845 ) 795-2020 Securities Registered Pursuant to Section 12 ( b ) of the Act : Title of each class Common Stock , $ 0.01 par value per share Trading Symbol ( s ) . SOTK Name of each exchange on which registered NASDAQ Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No □ Indicate by checkmark whether the registrant has submitted electronically and posted on its corporate website , if any , every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S - T ( section 229.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit and post such files ) . ✓ Yes □ No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of “ large accelerated filer , " " accelerated filer ” , “ smaller reporting company ” , and “ emerging growth company " in Rule 12b - 2 of the Exchange Act . Large Accelerated Filer ☐ Non - Accelerated Filer Accelerated Filer ☐ Smaller reporting company ☑ Emerging Growth company □ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . □ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . YES □ NO ✓ APPLICABLE ONLY TO CORPORATE ISSUERS : Indicate the number of shares outstanding of each of the issuer's classes of common stock , as of the latest practicable date : Class Common Stock , par value $ .01 per share Outstanding as of October 12 , 2021 15,543,133