Annual report
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Table of Contents Commission File No. 1-4219 333-192634-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 Securities registered pursuant to Section 12 ( b ) of the Act : Registrant Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrants are well - known seasoned issuers , as defined in Rule 405 of the Securities Act . Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC Indicate by check mark if the registrants are not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC Registrant Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC Yes Yes Yes Yes Yes Yes For the Fiscal Year Ended September 30 , 2021 OR Spectrum Brands Name of Registrant , State of Incorporation , Address of Principal Offices , and Telephone No. Spectrum Brands Holdings , Inc. Yes Yes Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC X U ( a Delaware corporation ) 3001 Deming Way , Middleton , WI 53562 ( 608 ) 275-3340 www.spectrumbrands.com SB / RH Holdings , LLC X ( a Delaware limited liability company ) 3001 Deming Way , Middleton , WI 53562 ( 608 ) 275-3340 Title of each class Common Stock , Par Value $ 0.01 None Indicate by check mark whether the registrants ( 1 ) have filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes Yes Large Accelerated Filer Accelerated Filer X No No 00 No No Indicate by check mark whether the registrants have submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . No to No No No U Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S - K is not contained herein , and will not be contained , to the best of registrant's knowledge , in definitive proxy or information statements incorporated by reference in Part III of this Form 10 - K or any amendment to this Form 10 - K . ■ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer " , " smaller reporting company " and " emerging growth company in Rule 12b - 2 of the Exchange Act .: Non - accelerated Filer Smaller Reporting Company Spectrum Brands Holdings , Inc. SB / RH Holdings , LLC Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . IRS Employer Identification No. No 74-1339132 No 27-2812840 X If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Name of each exchange on which registered New York Stock Exchange None Emerging Growth Company