Annual report
Page 1
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 ( Mark One ) X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR TRANSITION REPORT UNDER SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from FORM 10 - K Delaware ( State or other jurisdiction of incorporation or organization ) Title of each class Units , each consisting of one share of Class A common stock and one - half of one redeemable warrant HUDSON EXECUTIVE INVESTMENT CORP . ( Exact name of registrant as specified in its charter ) Class A common stock , par value $ 0.0001 per share Warrants , each whole warrant exercisable for one shar of Class A common stock , each at an exercise price of $ 11.50 per share ☐ to COMMISSION FILE NUMBER : 001-39314 570 Lexington Avenue , 35th Floor New York , New York 10022 ( 212 ) 521-8495 ( Address , including zip code , of principal executive offices and telephone number , including area code ) N / A ( Former name , former address and former fiscal year , if changed since last report ) Securities registered pursuant to Section 12 ( b ) of the Exchange Act : Trading Symbol ( s ) HECCU 84-4636604 ( I.R.S. Employer Identification Number ) HEC HECCW Name of each exchange on which registered The Nasdaq Stock Market LLC The Nasdaq Stock Market LLC The Nasdaq Stock Market LC No " No 因 Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Exchange Act . Yes Indicate by check mark whether the registrant : ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 ( the " Exchange Act " ) during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes NO Indicate by check mark whether the registrant has submitted electronically every Interactive Date File required to be submitted pursuant to Rule 405 of Regulation S - T ( Section 232.405 of the chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No □ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S - K is not contained herein , and will not be contained , to the best of registrant's knowledge , in definitive proxy or information statements incorporated by reference in Part III of this Form 10 - K or any amendment to this Form 10 - K . | Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company ” and “ emerging growth company " in Rule 12b - 2 of the Exchange Act . Large accelerated filer Non - accelerated filer Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . No □ Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) : Yes > The registrant's Units began trading on the Nasdaq Stock Market LLC on June 9 , 2020 and the registrant's shares of Class A common stock began separate trading on the Nasdaq Stock Market LLC on July 30 , 2020. As of March 23 , 2021 , there were 41,400,000 shares of the Company's Class A common stock , par value $ 0.0001 , and 10,350,000 shares of the Company's Class B common stock , par value $ 0.0001 , issued and outstanding . The aggregate market value of the registrant's shares of Class A common stock outstanding , other than shares held by persons who may be deemed affiliates of the registrant , at December 31 , 2020 was $ 447,534,000 , based on a closing price of $ 10.81 per Class A Common Stock on December 31 , 2020 . DOCUMENTS INCORPORATED BY REFERENCE : None .