Annual report
Page 1
Table of Contents ☐ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K Annual Report pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 . For the fiscal year ended December 31 , 2020 Transition Report pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 . 2000 McKinney Avenue Suite 700 For the transition period from Delaware ( State or other jurisdiction of incorporation or organization ) TEXAS CAPITAL BANCSHARES , INC . ( Exact Name of Registrant as Specified in Its Charter ) Dallas ( Address of principal executive offices ) Commission file number 001-34657 TX USA Securities registered under Section 12 ( b ) of the Exchange Act : Title of each class Common Stock , par value $ 0.01 per share 6.5 % Non - Cumulative Perpetual Preferred Stock Series A , par value $ 0.01 per share 214 / 932-6600 ( Registrant's telephone number , including area code ) N / A ( Former Name , Former Address and Former Fiscal Year , if Changed Since Last Report ) × ☐☐ X Trading Symbol ( s ) TCBI TCBIP 75-2679109 ( I.R.S. Employer Identification Number ) Securities registered under Section 12 ( g ) of the Exchange Act : None Yes X Indicate by check mark if the issuer is a well - known seasoned issuer pursuant to Section 13 or Section 15 ( d ) of the Securities Act . Indicate by check mark if the issuer is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Securities Act . Yes Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Exchange Act during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes X No No X 75201 ( Zip Code ) Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( Section 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes X No Accelerated Filer Smaller Reporting Company Name of each exchange on which registered Nasdaq Stock Market Nasdaq Stock Market Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company or an emerging growth company . See definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . ( Check one ) : Large Accelerated Filer Non - Accelerated Filer Emerging Growth Company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . 00 No O Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Yes X No Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No X As of June 30 , 2020 , the last business day of the registrant's most recently completed second fiscal quarter , the aggregate market value of the shares of common stock held by non - affiliates , based on the closing price per share of the registrant's common stock as reported on The Nasdaq Global Select Market , was approximately $ 1,546,867,000 . There were 50,473,827 shares of the registrant's common stock outstanding on February 8 , 2021 .