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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30 , 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to California Commission File Number 1-14523 TRIO - TECH INTERNATIONAL ( Exact name of Registrant as specified in its Charter ) ( State or other jurisdiction of 95-2086631 ( I.R.S. Employer Identification Number ) incorporation or organization ) Block 1008 Toa Payoh North Unit 03-09 Singapore ( Address of principal executive offices ) 318996 ( Zip Code ) Registrant's Telephone Number , Including Area Code : ( 65 ) 6265 3300 Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class Trading Symbol Common Stock , no par TRT value Name of each exchange On which registered NYSE American Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes > No □ Indicate by check mark whether the registrant has submitted electronically , every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T during the preceding 12 months ( or for such shorter period that the registrant was required to submit and post such files ) . Yes > No □ Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a nonaccelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of “ large accelerated filer , ” “ accelerated filer ” , “ smaller reporting company ” , and " emerging growth company " in Rule 12b2 of the Exchange Act . ( Check one ) : Large Accelerated Filer Non - Accelerated Filer ☐ Accelerated Filer Smaller reporting company Emerging growth company ☐ ☑ ☐ If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes □ No ☑ As of November 1 , 2021 , there were 3,913,055 shares of the issuer's Common Stock , no par value , outstanding . 1