Annual report
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number : 001-35913 TRISTATE CAPITAL HOLDINGS , INC . ( Exact name of registrant as specified in its charter ) Pennsylvania ( State or other jurisdiction of incorporation or organization ) to One Oxford Centre 301 Grant Street , Suite 2700 Pittsburgh , Pennsylvania 15219 ( Address of principal executive offices and zip code ) ( 412 ) 304-0304 ( Registrant's telephone number , including area code ) Title of each class Common Stock , no par value Depositary Shares , Each Representing a 1 / 40th Interest in a Share of 6.75 % Fixed - to - Floating Rate Series A Non Cumulative Perpetual Preferred Stock Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) TSC Depositary Shares , Each Representing a 1 / 40th Interest in a Share of 6.375 % Fixed - to - Floating Rate Series B Non Cumulative Perpetual Preferred Stock TSCAP ( I.R.S. Employer Identification No. ) TSCBP 20-4929029 Name of each exchange on which registered The Nasdaq Stock Market The Nasdaq Stock Market The Nasdaq Stock Market Securities registered pursuant to section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . " Yes ý No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . ý Yes " No " Yes ý No