Quarterly report
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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - Q × QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30 , 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number : 001-35913 TRISTATE CAPITAL HOLDINGS , INC . ( Exact name of registrant as specified in its charter ) Pennsylvania ( State or other jurisdiction of incorporation or organization ) One Oxford Centre 301 Grant Street , Suite 2700 Pittsburgh , Pennsylvania ( Address of principal executive offices ) 20-4929029 ( I.R.S. Employer Identification No. ) ( 412 ) 304-0304 ( Registrant's telephone number , including area code ) 15219 ( Zip Code ) Title of each class Securities registered pursuant to Section 12 ( b ) of the Act : Common Stock , no par value Depositary Shares , Each Representing a 1 / 40th Interest in a Share of 6.75 % Fixed - to - Floating Rate Series A Non - Cumulative Perpetual Preferred Stock Depositary Shares , Each Representing a 1 / 40th Interest in a Share of 6.375 % Fixed - to - Floating Rate Series B Non - Cumulative Perpetual Preferred Stock Trading Symbol ( s ) TSC TSCAP TSCBP Name of each exchange on which registered Nasdaq Global Select Market Nasdaq Global Select Market Nasdaq Global Select Market Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . ý Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . ý Yes " No