Annual report
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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , DC 20549 FORM 10 - K > Annual Report Pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 For the fiscal year ended January 30 , 2021 or Transition Report Pursuant to Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number : 001-33764 ULTA BEAUTY , INC . ( Exact name of registrant as specified in its charter ) Delaware ( State or other jurisdiction of incorporation or organization ) 1000 Remington Blvd. , Suite 120 Bolingbrook , Illinois ( Address of principal executive offices ) 38-4022268 ( I.R.S. Employer Identification No. ) 60440 ( Zip code ) Registrant's telephone number , including area code : ( 630 ) 410-4800 Securities registered pursuant to Section 12 ( b ) of the Act : Trading symbol ULTA Securities registered pursuant to Section 12 ( g ) of the Act : None Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . □ Yes No Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Title of each class Common stock , par value $ 0.01 per share Name of each exchange on which registered The NASDAQ Global Select Market Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or emerging growth company . See definitions of " large accelerated filer , ” “ accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act .: Large Accelerated Filer Non - accelerated filer Accelerated filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . □ Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . » Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes > No The aggregate market value of the voting stock held by non - affiliates of the registrant , based upon the closing sale price of the common stock on July 31 , 2020 , as reported on the NASDAQ Global Select Market , was approximately $ 8,127,797,000 . The number of shares of the registrant's common stock , par value $ 0.01 per share , outstanding as of March 22 , 2021 was 56,205,592 shares . DOCUMENTS INCORPORATED BY REFERENCE Information required in response to Part III of Form 10 - K is hereby incorporated by reference from portions of the registrant's Proxy Statement for the 2021 Annual Meeting of Stockholders . Such proxy statement will be filed with the Securities and Exchange Commission within 120 days of the registrant's fiscal year ended January 30 , 2021 .