Annual report
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( Mark One ) ☑ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , DC 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31 , 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36747 Second Sight Medical Products , Inc. California ( Exact name of Registrant as specified in its charter ) ( State or other jurisdiction of incorporation or organization ) 02-0692322 ( I.R.S. Employer Identification No. ) 13170 Telfair Avenue , Sylmar , CA 91342 ( Address of principal executive offices , including zip code ) Registrant's telephone number , including area code : ( 818 ) 833-5000 Securities registered pursuant to Section 12 ( b ) of the Act : Title of Each Class Common Stock Warrants Name of Each Exchange on Which Registered Trading Symbol EYES EYESW Securities registered pursuant to Section 12 ( g ) of the Act : None NASDAQ NASDAQ Indicate by check mark if the Registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes No Indicate by check mark if the Registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Exchange Act . Yes □ No Indicate by check mark whether the Registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the Registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No □ Indicate by check mark whether the Registrant has submitted electronically on its corporate website , if any , every Interactive Data File required to be submitted and pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the Registrant was required to submit ) . Yes No Indicate by check mark whether the Registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , or a smaller reporting company . See definition of " large accelerated filer , " " accelerated filer , " " smaller reporting company " , and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Smaller reporting company Large accelerated filer Emerging growth company Accelerated filer Non - accelerated filer If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the Registrant is a shell company ( as defined in Rule 12b - 2 of the Act ) . Yes No The aggregate market value of the shares of the Registrant's Common Stock held by non - affiliates of the Registrant as of June 30 , 2020 , computed by reference to the closing sales price on the Nasdaq Capital Market on June 30 , 2020 , was approximately $ 12.9 million . As of March 13 , 2021 , the number of shares of the Registrant's common stock outstanding was 23,250,307 . DOCUMENTS INCORPORATED BY REFERENCE Portions of the registrant's Proxy Statement for the 2021 Annual Meeting of Stockholders are incorporated herein by reference in Part III of this Annual Report on Form 10 - K to the extent stated herein . Such proxy statement will be filed with the Securities and Exchange Commission within 120 days of the registrant's fiscal year ended December 31 , 2020 .