Annual report
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0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10 - K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Delaware ( State or other jurisdiction of incorporation or organization ) Commission File Number : 001-36559 Spark Energy , Inc. ( Exact name of registrant as specified in its charter ) 12140 Wickchester Ln , Suite 100 Houston , Texas 77079 ( Address and zip code of principal executive offices ) Securities registered pursuant to Section 12 ( b ) of the Act : Title of each class Class A common stock , par value $ 0.01 per share Trading Symbols 8.75 % Series A Fixed - to - Floating Rate Cumulative Redeemable Perpetual Preferred Stock , par value $ 0.01 per share Securities registered pursuant to Section 12 ( g ) of the Act : None SPKE SPKEP 46-5453215 ( I.R.S. Employer Identification No. ) ( 713 ) 600-2600 ( Registrant's telephone number , including area code ) Name of exchange on which registered The NASDAQ Global Select Market The NASDAQ Global Select Market Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act Yes No | Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15 ( d ) of the Act . Yes No X Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( §232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No