Annual report
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Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 ( Mark One ) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31 , 2020 OR U TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Delaware ( State or Other Jurisdiction of Incorporation or Organization ) 260 Sheridan Avenue , Suite 400 Palo Alto , CA ( Address of principal executive offices ) FORM 10 - K Title of each class Units , each consisting of one share of Common Stock , $ 0.0001 par value per share , and one Warrant exercisable for one - half of one share of Common Stock at an exercise price of $ 11.50 per share Common Stock Warrants to 00 Commission file number 001-39244 Vincerx Pharma , Inc. ( Exact name of Registrant as Specified in Its Charter ) Registrant's telephone number , including area code : ( 650 ) 800-6676 Securities registered pursuant to Section 12 ( b ) of the Act : Trading Symbol ( s ) VINCU 83-3197402 ( I.R.S. Employer Identification No. ) No No 94306 ( Zip Code ) Name of each exchange on which registered The Nasdaq Stock Market LLC VINC VINCW Securities registered pursuant to Section 12 ( g ) of the Act : None . Indicate by check mark if the registrant is a well - known seasoned issuer , as defined in Rule 405 of the Securities Act . Yes Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15 ( d ) of the Act . Yes Indicate by check mark whether the registrant ( 1 ) has filed all reports required to be filed by Section 13 or 15 ( d ) of the Securities Exchange Act of 1934 during the preceding 12 months ( or for such shorter period that the registrant was required to file such reports ) , and ( 2 ) has been subject to such filing requirements for the past 90 days . Yes No The Nasdaq Stock Market LLC The Nasdaq Stock Market LLC Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S - T ( § 232.405 of this chapter ) during the preceding 12 months ( or for such shorter period that the registrant was required to submit such files ) . Yes No Indicate by check mark whether the registrant is a large accelerated filer , an accelerated filer , a non - accelerated filer , a smaller reporting company , or an emerging growth company . See the definitions of " large accelerated filer , " " accelerated filer , " " smaller reporting company , " and " emerging growth company " in Rule 12b - 2 of the Exchange Act . Large Accelerated Filer Non - Accelerated Filer Accelerated Filer Smaller reporting company Emerging growth company If an emerging growth company , indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13 ( a ) of the Exchange Act . Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404 ( b ) of the Sarbanes - Oxley Act ( 15 U.S.C. 7262 ( b ) ) by the registered public accounting firm that prepared or issued its audit report . Indicate by check mark whether the registrant is a shell company ( as defined in Rule 12b - 2 of the Exchange Act ) . Yes No > The aggregate market value of common stock held by non - affiliates ( based on the closing sale price on The Nasdaq Capital Market on June 30 , 2020 ) was approximately $ 7.8 million . As of March 1 , 2021 , there were 13,984,441 shares ( which include 1,801,399 shares of common stock constituting part of the units ) of the registrant's common stock outstanding . DOCUMENTS INCORPORATED BY REFERENCE □ ☑ Portions of the registrant's definitive proxy statement for its 2021 Annual Meeting of Stockholders , which will be filed with the United States Securities and Exchange Commission within 120 days of December 31 , 2020 , are incorporated by reference into Part III of this Annual Report on Form 10 - K .